Principal Auditor: AML, Fraud & Ethics Audits

Capital One; Charlotte (NC); Hybrid; USD 110,000 - 125,000; Full time

Benefits offered by this job

Performance-based incentives

Health and wellbeing benefits

Hybrid work model (3 days in-office)

Job summary

Capital One is seeking a Principal Auditor for AML/Fraud and Ethics Audits in a hybrid work environment. You will lead BSA/AML, Sanctions and Fraud audit engagements, performing risk assessments and testing while delivering high-quality assurance to management.

Ideal candidates bring 4+ years in auditing with exposure to banking/financial services, possess relevant certifications, and leverage data analytics to inform findings.

Qualifications

• Bachelor's Degree or military experience.
• 4+ years in auditing, AML, Fraud or Sanctions.
• CFE/CAMS/CRCM/CIA or equivalent preferred.
• 5+ years banking/ financial services or related experience.
• 1+ years performing data analysis in internal auditing.

Responsibilities

• Lead BSA/AML, Sanctions, and Fraud audits of business units.
• Perform risk assessments and testing linked to area risks.
• Communicate issues, risks and recommendations to management.
• Operate independently to meet schedule and quality standards.
• Develop strong working relationships with partners and Audit group.
• Leverage data analytics during planning and fieldwork.
• Follow up on audit actions to ensure timely remediation.
• Seek learning opportunities to enhance skills.

Skills

Auditing

Data analysis

Stakeholder collaboration

Risk assessment

Education

Bachelor's Degree or military experience

Tools

Data analytics tools

Job description

Capital One is seeking a Principal Auditor for AML/Fraud and Ethics Audits in a hybrid work environment. You will lead BSA/AML, Sanctions and Fraud audit engagements, performing risk assessments and testing while delivering high-quality assurance to management.

Ideal candidates bring 4+ years in auditing with exposure to banking/financial services, possess relevant certifications, and leverage data analytics to inform findings.