Audit Manager - Financial Crime & Controls

TD Bank Group; New York (NY); On-site; USD 77,000 - 129,000; Full time

Job summary

TD Bank Group in New York, NY is seeking an experiencedInternal Audit professional to strengthen the bank's framework for managing financial crime risk. You will provide independent assurance over programs, controls, and risk management practices designed to detect, prevent, and mitigate financial crime threats across the organization.

Collaborating with business, risk, compliance, and governance teams, you will assess emerging risks, evaluate control effectiveness, and deliver insights that

Qualifications

• Undergraduate degree required.
• 5+ years of relevant experience.
• Understanding of financial crimes processes and regulations.
• IA experience in financial institutions or public accounting co-sourcing.

Responsibilities

• Conduct audits based on approved plans and standards.
• Test controls via walkthroughs, test scripts, and issue management.
• Prepare APM, pRCM, Findings Grid and Audit Report.
• Lead L1 reviews and sign-offs.
• Coordinate audit planning and stakeholder communications.
• Present audit opinions and recommendations to stakeholders.

Skills

Financial crime risk

Stakeholder engagement

Auditing

IA certification plan

Education

Undergraduate degree

Job description

TD Bank Group in New York, NY is seeking an experiencedInternal Audit professional to strengthen the bank's framework for managing financial crime risk. You will provide independent assurance over programs, controls, and risk management practices designed to detect, prevent, and mitigate financial crime threats across the organization.

Collaborating with business, risk, compliance, and governance teams, you will assess emerging risks, evaluate control effectiveness, and deliver insights that