Audit Manager - Financial Crime Risk & Controls

TD Bank; New York (NY); On-site; USD 77,000 - 129,000; Full time

Job summary

TD Bank’s Internal Audit team seeks an experienced audit professional to strengthen the framework for managing financial crime risk. You will provide independent assurance over programs, controls, and risk management practices that detect and mitigate threats across the organization.

You will lead testing, coordinate with risk, compliance, and governance teams, and communicate findings to stakeholders. The role requires 5+ years of relevant experience, a solid understanding of audit standards,

Qualifications

• Undergraduate degree required.
• 5+ years of relevant experience in internal audit or financial crime risk.
• Preferred: CISA certification or plans to obtain within one year.

Responsibilities

• Conducts audit work based on established audit plans and executes the audit in accordance with established standards ensuring completion.
• Executes testing of controls such as walkthroughs, test scripts, and issue management.
• May execute development of APM, pRCM, Findings Grid and Audit Report.
• May complete L1 reviews/sign off on all audit activities.
• Contributes to the audit planning process for specific audits, ensuring appropriate programs and audit risk assessments are completed accordingly.
• Manages the ongoing audit communications process with the stakeholders during and subsequent to the audit.
• Presents objective and independent audit opinion on the adequacy of internal controls in accordance with established professional audit standards, including presentation of findings and recommendations to stakeholders and audit management.
• Executes follow-up of findings raised from regulatory and internal divisional audits in accordance with firm policy

Skills

Financial crime risk understanding

Team leadership

Stakeholder engagement

Internal audit experience

CISA preferred

Education

Bachelor's degree in a relevant field

Job description

TD Bank’s Internal Audit team seeks an experienced audit professional to strengthen the framework for managing financial crime risk. You will provide independent assurance over programs, controls, and risk management practices that detect and mitigate threats across the organization.

You will lead testing, coordinate with risk, compliance, and governance teams, and communicate findings to stakeholders. The role requires 5+ years of relevant experience, a solid understanding of audit standards,