Rotational Compliance & Risk Internship

Stifel, Incorporated; St. Louis (MO); On-site; USD 22,000 - 33,000; Full time

Benefits offered by this job

Health, dental, and vision care

401k

Wellness initiatives

Life insurance

Paid time off

Job summary

Stifel, Incorporated’s Compliance-Rotational Intern program invites you to rotate across Employee Activities, Branch Activities, and Surveillance, gaining hands-on exposure to compliance, supervisory, risk-management, and operational processes. As an intern, you will analyze report data, assist with branch examination preparations, maintain records, and contribute to special projects.

You will shadow senior staff, attend meetings, and learn how teams collaborate to identify, assess, and mitigate

Qualifications

• Currently pursuing a Bachelor’s degree in Business, Economics, Pre-Law, or Finance.

Responsibilities

• Analyze information from reports and compare data related to outside business activities.
• Assist with preliminary work for branch examinations, including gathering documents and information from CRD systems.
• Support testing activities, draft memos, shadow team members, and attend meetings with leadership.
• Assist with operational and administrative functions, including data entry, file maintenance, and records management.
• Contribute to special projects, including the migration of departmental files and resources to SharePoint.
• Work alongside analysts to learn how the teams identify, assess, and mitigate risks while supporting the firm’s compliance and supervisory objectives.

Skills

Attention to detail

Organizational skills

Communication

Collaboration

Multi-tasking

Education

Bachelor's degree in Business, Economics, Pre-Law, or Finance

Tools

Microsoft Office

Excel

Job description

Stifel, Incorporated’s Compliance-Rotational Intern program invites you to rotate across Employee Activities, Branch Activities, and Surveillance, gaining hands-on exposure to compliance, supervisory, risk-management, and operational processes. As an intern, you will analyze report data, assist with branch examination preparations, maintain records, and contribute to special projects.

You will shadow senior staff, attend meetings, and learn how teams collaborate to identify, assess, and mitigate