Rotational Compliance & Risk Intern

Stifel Financial Corp.; St. Louis (MO); On-site; USD 25,000 - 30,000; Full time

Job summary

Stifel Financial Corp. is seeking a Compliance-Rotational Intern to rotate across Employee Activities, Branch Activities, and Surveillance teams in Saint Louis. You will analyze reports, assist branch examinations, maintain records, and support special projects while learning risk management and supervisory processes.

You will shadow staff, attend meetings, and collaborate with analysts to understand how compliance programs identify and mitigate risk across the firm.

Qualifications

• Pursuing a bachelor’s degree in business, economics, pre-law, or finance.
• Strong attention to detail and organizational skills.
• Effective written and verbal communication.
• Ability to work collaboratively and think creatively.

Responsibilities

• Analyze information from reports and compare data related to outside business activities.
• Assist with preliminary work for branch examinations, gathering documents from CRD systems.
• Support testing, draft memos, shadow team members, and attend leadership meetings.
• Assist with data entry, file maintenance, and records management.
• Contribute to special projects, including migrating files to SharePoint.
• Work with analysts to learn risk identification, assessment, and mitigation.
• Support additional projects and daily tasks as rotations dictate.

Skills

Data analysis

Branch exam prep

Testing & memos

Data entry & records mgmt

SharePoint migration

Risk assessment

Ad hoc projects

Education

Bachelor’s degree in Business/Economics/Pre-Law/Finance

Tools

Microsoft Excel

Microsoft Office

Job description

Stifel Financial Corp. is seeking a Compliance-Rotational Intern to rotate across Employee Activities, Branch Activities, and Surveillance teams in Saint Louis. You will analyze reports, assist branch examinations, maintain records, and support special projects while learning risk management and supervisory processes.

You will shadow staff, attend meetings, and collaborate with analysts to understand how compliance programs identify and mitigate risk across the firm.