Compliance Rotational Intern: Risk & Operations

Stifel; United States; On-site; USD 21,000 - 34,000; Part time

Benefits offered by this job

Comprehensive benefits

Career development

Job summary

Stifel offers a Compliance-Rotational Intern program that traverses Employee Activities, Branch Activities and Surveillance teams. You will analyze report data, assist with branch examinations, maintain records, and contribute to special projects.

You will shadow experienced members, attend meetings, and learn how teams identify and mitigate risk across the firm. The role emphasizes collaboration, attention to detail, and communication skills, with exposure to financial services, risk

Qualifications

• Currently pursuing a Bachelor's degree in Business, Economics, Pre-Law, or Finance.
• Proficient in Microsoft Office applications, particularly Excel.

Responsibilities

• Analyze information from reports and compare data related to outside business activities.
• Assist with preliminary work for branch examinations, including gathering documents and information from CRD systems.
• Support testing activities, draft memos, shadow team members, and attend meetings with leadership.
• Assist with operational and administrative functions, including data entry, file maintenance, and records management.
• Contribute to special projects, including the migration of departmental files and resources to SharePoint.

Skills

Analytical thinking

Communication

Team collaboration

Education

Bachelor’s degree in Business, Economics, Pre-Law, or Finance

Tools

Excel

Microsoft Office

Job description

Stifel offers a Compliance-Rotational Intern program that traverses Employee Activities, Branch Activities and Surveillance teams. You will analyze report data, assist with branch examinations, maintain records, and contribute to special projects.

You will shadow experienced members, attend meetings, and learn how teams identify and mitigate risk across the firm. The role emphasizes collaboration, attention to detail, and communication skills, with exposure to financial services, risk