Retail Compliance & QC Analyst - Risk & Regulation Pro

Origin Bank; West Monroe (LA); On-site; USD 65,000 - 90,000; Full time

Job summary

Origin Bank in Louisiana seeks a Retail Compliance and QC Analyst to establish and monitor deposit compliance and quality control processes, ensuring regulatory compliance and effective risk management across the Retail unit.

You will track federal and state regulations (CFPB, BSA, Reg E, etc.), develop RCSA, KRIs, KPIs, and collaborate with Compliance, Internal Audit and Operational Risk teams to implement controls and report findings.

Qualifications

• Expert knowledge of federal and state regulatory compliance and related laws.
• Experience with CFPB oversight and supervision.
• Ability to establish RCSA, KRI, and KPI to assess risk.
• Strong communication with retail staff and stakeholders.

Responsibilities

• Monitor the impact of new regulations or changes to existing regulations and general compliance issues and concerns.
• Oversee and coordinate efforts to monitor and maintain compliance with all federal and state regulations.
• Establish and maintain RCSA and compliance-centric KRIs and KPIs to assess performance and identify potential risk.
• Provide compliance guidance to and answer questions from retail staff on federal and state regulations including FinCEN, BSA, FCRA, FDIC, OFAC, Reg CC, Reg DD, Reg E, Reg V, UDAP, privacy laws, Dodd-Frank and other consumer related laws and regulations.
• Collect and disseminate information related to compliance and other relevant subjects.
• Perform re-test of findings due to an internal or external retail audit.
• Work with Core Support and Deposit Operations teams to test and document new policy releases on the Deposit Origination platform.

Education

Bachelor's degree in a field related to finance/regulatory compliance

Job description

Origin Bank in Louisiana seeks a Retail Compliance and QC Analyst to establish and monitor deposit compliance and quality control processes, ensuring regulatory compliance and effective risk management across the Retail unit.

You will track federal and state regulations (CFPB, BSA, Reg E, etc.), develop RCSA, KRIs, KPIs, and collaborate with Compliance, Internal Audit and Operational Risk teams to implement controls and report findings.