Impact-Driven Retail Compliance & QC Analyst

Origin Bank; Frisco (TX); On-site; USD 70,000 - 95,000; Full time

Job summary

Origin Bank is seeking a Retail Compliance and QC Analyst to establish and monitor deposit compliance programs and quality control processes. You will manage first line of defense, track evolving federal and state regulations, and work with Compliance, Internal Audit, and Operational Risk teams to ensure policy adherence.

You will develop and maintain RCSA, KRIs and KPIs, provide guidance to retail staff on applicable laws, and produce management reports.

Qualifications

• Expert level knowledge of federal and state regulatory compliance and related laws.

Responsibilities

• Establish and monitor deposit compliance and quality control processes.
• Track laws and regulations to ensure Retail unit complies with regulatory requirements.
• Test Risk and Controls Self-Assessments (RCSA) and KPIs to assess performance and identify risks.
• Collaborate with Compliance, Internal Audit and Operational Risk teams.

Skills

Regulatory compliance

Risk management

Quality assurance

CFPB oversight

Education

Bachelor's degree

Job description

Origin Bank is seeking a Retail Compliance and QC Analyst to establish and monitor deposit compliance programs and quality control processes. You will manage first line of defense, track evolving federal and state regulations, and work with Compliance, Internal Audit, and Operational Risk teams to ensure policy adherence.

You will develop and maintain RCSA, KRIs and KPIs, provide guidance to retail staff on applicable laws, and produce management reports.