Retail Compliance & Quality Control Analyst

Origin Bank; Dallas (TX); On-site; USD 65,000 - 95,000; Full time

Job summary

Origin Bank is seeking a Retail Compliance and QC Analyst to establish and monitor deposit compliance and quality control processes. You will support first line of defense to ensure regulatory compliance and risk management across the Retail business unit.

You will track laws and regulations, develop RCSA and KRIs/KPIs, and collaborate with Compliance, Internal Audit, and Operational Risk to implement controls and drive improved quality and compliance outcomes.

Qualifications

• Bachelor's degree or 5–7 years senior compliance/quality control experience.
• Experience at a large/regional bank with CFPB oversight preferred.
• Expert knowledge of federal and state regulatory compliance.
• Strong analytical, written and communication skills.

Responsibilities

• Monitor the impact of new regulations and changes to existing regulations.
• Establish and maintain RCSA, KRIs, and KPIs to assess performance and identify risks.
• Provide compliance guidance to staff on federal and state regulations.
• Test controls and follow up on deficiencies identified in audits.

Skills

Regulatory compliance

Quality control

Risk management

Training materials

Education

Bachelor's degree

Job description

Origin Bank is seeking a Retail Compliance and QC Analyst to establish and monitor deposit compliance and quality control processes. You will support first line of defense to ensure regulatory compliance and risk management across the Retail business unit.

You will track laws and regulations, develop RCSA and KRIs/KPIs, and collaborate with Compliance, Internal Audit, and Operational Risk to implement controls and drive improved quality and compliance outcomes.