Retail Compliance & QC Analyst: Elevate Banking Standards

Origin Bank; Longview (TX); On-site; USD 60,000 - 90,000; Full time

Job summary

Origin Bank is seeking a Retail Compliance and QC Analyst to establish and monitor deposit compliance and quality control processes, ensuring regulatory alignment and risk management across the Retail unit.

You'll monitor regulations, maintain RCSA/KPI frameworks, develop operating procedures, collaborate with Compliance, Internal Audit, and Operational Risk teams, and support training and testing of policy releases on the Deposit Origination platform.

Qualifications

• Expert knowledge of federal and state regulatory compliance and related laws.
• Experience in banking compliance and quality control is preferred.
• Ability to work with multiple stakeholders and audits.

Responsibilities

• Monitor the impact of new regulations and changes to existing regulations.
• Oversee and coordinate efforts to monitor and maintain compliance with federal and state regulations.
• Establish and maintain RCSA, KRIs, and KPIs to assess performance and identify risk.
• Establish and maintain operating procedures and processes, including first line of defense monitoring.
• Collaborate with Regional Operations Managers to facilitate compliance meetings and implement changes in controls.
• Collaborate with Compliance, Internal Audit and Operational Risk teams.
• Provide compliance guidance to retail staff on federal/state regulations.
• Assure deposit origin processes stay in compliance with Origin Bank policies.
• Test and document policy releases on the Deposit Origination platform.

Skills

Regulatory compliance

Quality control

Training

Education

Bachelor's degree

5-7 years compliance experience

Job description

Origin Bank is seeking a Retail Compliance and QC Analyst to establish and monitor deposit compliance and quality control processes, ensuring regulatory alignment and risk management across the Retail unit.

You'll monitor regulations, maintain RCSA/KPI frameworks, develop operating procedures, collaborate with Compliance, Internal Audit, and Operational Risk teams, and support training and testing of policy releases on the Deposit Origination platform.