Regulatory Reporting Analyst II - SEC/CFTC Focus

Lenmar Consulting Inc

Jersey City (NJ)

On-site

USD 80,000 - 100,000

Full time

14 days+
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Job summary

Lenmar Consulting Inc is looking for a Reporting Analyst II in Jersey City, NJ. The role involves supporting regulatory reporting operations and ensuring compliance with SEC and CFTC regulations.

The ideal candidate will have 5+ years in the Broker Dealer industry and strong experience in financial reporting. Responsibilities include preparing regulatory reports and collaborating with teams to validate data.

Qualifications

  • 5+ years of experience within the Broker Dealer industry.
  • Strong experience with SEC regulations and CFTC filings.
  • Excellent analytical and problem-solving abilities.

Responsibilities

  • Prepare and review regulatory reports in compliance with financial regulations.
  • Ensure accurate and timely submission of required filings.
  • Collaborate with internal teams to validate reporting data.

Skills

Experience in the Broker Dealer industry
Knowledge of SEC Rule 15c3-1
Knowledge of SEC Rule 15c3-3 Customer Reserve
Knowledge of FCM regulatory reporting
Analytical and problem-solving abilities
Attention to detail and data accuracy
Communication and collaboration skills

Job description

Lenmar Consulting Inc is looking for a Reporting Analyst II in Jersey City, NJ. The role involves supporting regulatory reporting operations and ensuring compliance with SEC and CFTC regulations.

The ideal candidate will have 5+ years in the Broker Dealer industry and strong experience in financial reporting. Responsibilities include preparing regulatory reports and collaborating with teams to validate data.

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