Accounting & Regulatory Reporting Analyst

Liberty Personnel Services, Inc.; West Conshohocken (PA); On-site; USD 90,000 - 120,000; Full time

Job summary

Liberty Personnel Services, Inc. partners with a global financial services leader to recruit an Accounting & Regulatory Reporting Analyst for a registered broker-dealer.

The role offers broad exposure to accounting, financial reporting, regulatory compliance, and controls, collaborating with Finance, Compliance, Legal, senior leaders, external auditors, FINRA, and the SEC. You will own month-end close tasks, prepare FINRA-focused reports, assist SEC Rule 15c3-3 calculations, draft quarterly

Qualifications

• Bachelor's degree in Accounting/Finance; CPA strongly preferred.
• 3–6 years of accounting, audit, or financial reporting experience.
• Working knowledge of GAAP, reconciliations, and financial controls; strong Excel skills.
• Excellent communication skills and ability to build relationships with senior leaders.

Responsibilities

• Own key parts of the month-end close, including journal entries and accruals.
• Prepare Balance Sheet, Income Statement, and Net Capital calculations for monthly FOCUS reporting to FINRA.
• Prepare weekly SEC Rule 15c3-3 Customer Reserve calculation and oversee reserve activity.
• Prepare quarterly financial statements, footnotes, and executive summaries.
• Complete account reconciliations and resolve outstanding items.
• Support the annual external audit and FINRA and SEC examinations.

Skills

Communication skills

Relationship building

GAAP knowledge

Education

Bachelor's degree in Accounting/Finance

CPA preferred

Tools

Excel

Job description

Accounting & Regulatory Reporting Analyst

Accounting & Regulatory Reporting Analyst

Liberty Personnel Services is partnering with a global leader in financial services to find an Accounting & Regulatory Reporting Analyst supporting a registered broker-dealer. This highly visible role offers broad exposure to accounting, financial reporting, regulatory compliance, and controls, working with Finance, Compliance, Legal, senior leaders, external auditors, FINRA, and the SEC.

What You'll Do

• Own key parts of the month-end close, including journal entries and accruals.


• Prepare Balance Sheet, Income Statement, and Net Capital calculations for monthly FOCUS reporting to FINRA.


• Prepare the weekly SEC Rule 15c3-3 Customer Reserve calculation and oversee reserve account activity.


• Prepare quarterly financial statements, footnotes, and executive summaries.


• Complete account reconciliations and resolve outstanding items.


• Support the annual external audit and FINRA and SEC examinations.

What You Bring

• Bachelor's degree in Accounting, Finance, or a related field; CPA strongly preferred.


• Ideally 3-6 years of accounting, audit, or financial reporting experience.


• Industry accounting experience is highly desirable, and public accounting candidates moving into industry and high-potential rotational program candidates are encouraged to apply.


• Working knowledge of GAAP, reconciliations, and financial controls, plus strong Excel skills.


• Excellent communication skills and the ability to build relationships with senior leaders.

Broker-dealer regulatory reporting experience is a plus but not required. This is a great chance for an up-and-coming CPA or accounting professional to accelerate their career with hands‑on technical accounting, regulatory, and business experience.