Remote Fintech Compliance Specialist

First Bank of the Lake; Missouri; Remote; USD 65.000 - 90.000; Vollzeit

Benefits dieser Stelle

401(k)

401(k) matching

Health insurance

Dental insurance

Life insurance

Paid time off

Vision insurance

Short- and Long-term disability

Company-paid holidays

Zusammenfassung

First Bank of the Lake seeks a Compliance Specialist to support the bank's Compliance Management System, including reviews and monitoring of third-party Fintech Partner arrangements. You will assist with regulatory research, documentation, testing, and issue management under supervision, ensuring adherence to banking regulations and internal policies.

The role emphasizes risk-based analysis, collaboration with Risk, Legal, and Operations, and ongoing training to maintain regulatory knowledge and

Qualifikationen

• Strong attention to detail and accuracy in work
• Excellent analytical and critical-thinking abilities to identify risks and issues
• Strong written and verbal communication to document findings clearly
• Ability to research laws, regulations, and guidance relevant to assigned areas

Aufgaben

• Support compliance oversight for third-party relationships, including Fintech Partner arrangements.
• Review new and existing third-party contracts, disclosures, and materials for regulatory alignment.
• Assist in regulatory change management and impact assessment for products and services.
• Document and communicate compliance findings, exceptions, and remediation steps.
• Support monitoring, testing, risk assessments, and issue management activities.
• Prepare periodic compliance reports and management information for leadership.

Kenntnisse

Attention to detail

Analytical thinking

Written communication

Regulatory knowledge

Ausbildung

Bachelor's degree in business/admin/finance/IT/risk mgmt

Tools

Microsoft Office

Jobbeschreibung

First Bank of the Lake seeks a Compliance Specialist to support the bank's Compliance Management System, including reviews and monitoring of third-party Fintech Partner arrangements. You will assist with regulatory research, documentation, testing, and issue management under supervision, ensuring adherence to banking regulations and internal policies.

The role emphasizes risk-based analysis, collaboration with Risk, Legal, and Operations, and ongoing training to maintain regulatory knowledge and