Remote Compliance Analyst - Fintech Partners

First Bank of the Lake; Osage Beach (MO); Remote; USD 60,000 - 90,000; Full time

Benefits offered by this job

401(k)

401(k) matching

Health insurance

Dental insurance

Life insurance

Paid time off

Vision insurance

Short- and Long-term disability

Company-paid holidays

Job summary

First Bank of the Lake is seeking a Compliance Specialist to support the administration of the Bank's Compliance Management System, including third-party fintech partner relationships, reviews, monitoring, and documentation to ensure regulatory alignment.

Under supervision of senior staff, you will assist with regulatory changes, risk assessments, training, and reporting, helping the bank, its partners, and customers stay compliant.

Qualifications

• Bachelor's degree in business administration, finance, accounting, information technology, risk management, or a related field preferred.
• Approximately 2-5 years of business experience in banking, financial services, financial technology, risk management, audit, operations, or a related field preferred.
• At least 1-2 years of experience involving regulatory compliance, risk management, audit, quality assurance, banking operations, or a similar control function preferred.
• Experience with Banking-as-a-Service, Fintech Partner programs, third-party financial services relationships, or technology-enabled financial products is a plus.
• Experience assisting with compliance monitoring, testing, risk assessments, regulatory research, issue management, or related compliance activities preferred.
• General working knowledge of federal and state banking regulations and an interest in applying them to banking products, services, and operations.

Responsibilities

• Support compliance oversight activities related to third-party relationships and Fintech Partner arrangements.
• Assist in reviewing third-party arrangements, products, services, processes, and compliance programs for regulatory considerations.
• Review third-party documentation for adherence to compliance requirements and elevate issues to senior staff.
• Support regulatory change management by researching laws, regulations, and guidance.
• Assist in documenting and communicating changes to products/services for compliance.
• Review marketing materials, contracts, disclosures, and other customer-facing docs for compliance.
• Assist in tracking compliance findings and remediation actions.
• Maintain compliance tracking tools, records, and KRIs used in reporting.
• Prepare periodic compliance reports for management and committees.
• Research and maintain knowledge of applicable laws, regulations, and industry developments.

Skills

Regulatory compliance

Risk assessment

Third-party management

Documentation

Regulatory research

Audit support

Reporting

Education

Bachelor's degree in business/finance/IT/risk management

Tools

Microsoft Office

Compliance software

Job description

First Bank of the Lake is seeking a Compliance Specialist to support the administration of the Bank's Compliance Management System, including third-party fintech partner relationships, reviews, monitoring, and documentation to ensure regulatory alignment.

Under supervision of senior staff, you will assist with regulatory changes, risk assessments, training, and reporting, helping the bank, its partners, and customers stay compliant.