Remote Financial Services Compliance Leader

Placements24; Waukee (IA); Hybrid; USD 110,000 - 170,000; Full time

Benefits offered by this job

Remote-first

Competitive salary

Healthcare coverage

Professional development budget

Ethical culture

Job summary

Placements24 is seeking a dedicated Compliance Officer specializing in Financial Services to join our fully remote team. You will develop, implement, and monitor compliance programs, advise on regulatory changes, and liaise with regulators and external auditors as required.

The ideal candidate has at least 6 years in compliance or legal roles within financial services, with strong knowledge of international standards and risk assessment methodologies.

Qualifications

• Must have strong analytical, problem-solving and investigative abilities.
• Excellent written and verbal communication in a remote setting.
• Solid understanding of risk assessment methodologies and compliance frameworks.

Responsibilities

• Develop, implement, and maintain a comprehensive compliance program for financial services.
• Conduct regular compliance risk assessments and audits to identify gaps.
• Investigate potential breaches, prepare reports, and recommend corrective actions.
• Provide training and guidance on compliance policies to employees.
• Liaise with regulatory bodies and external auditors as required.
• Stay updated on regulatory changes and advise on policy adjustments.

Skills

Analytical skills

Communication skills

Investigative skills

Regulatory knowledge

Education

Bachelor's degree in Law, Finance, Business Administration

Job description

Placements24 is seeking a dedicated Compliance Officer specializing in Financial Services to join our fully remote team. You will develop, implement, and monitor compliance programs, advise on regulatory changes, and liaise with regulators and external auditors as required.

The ideal candidate has at least 6 years in compliance or legal roles within financial services, with strong knowledge of international standards and risk assessment methodologies.