Compliance Officer - Financial Services

Placements24; Waukee (IA); Hybrid; USD 110,000 - 170,000; Full time

Benefits offered by this job

Remote-first

Competitive salary

Healthcare coverage

Professional development budget

Ethical culture

Job summary

Placements24 is seeking a dedicated Compliance Officer specializing in Financial Services to join our fully remote team. You will develop, implement, and monitor compliance programs, advise on regulatory changes, and liaise with regulators and external auditors as required.

The ideal candidate has at least 6 years in compliance or legal roles within financial services, with strong knowledge of international standards and risk assessment methodologies.

Qualifications

• Must have strong analytical, problem-solving and investigative abilities.
• Excellent written and verbal communication in a remote setting.
• Solid understanding of risk assessment methodologies and compliance frameworks.

Responsibilities

• Develop, implement, and maintain a comprehensive compliance program for financial services.
• Conduct regular compliance risk assessments and audits to identify gaps.
• Investigate potential breaches, prepare reports, and recommend corrective actions.
• Provide training and guidance on compliance policies to employees.
• Liaise with regulatory bodies and external auditors as required.
• Stay updated on regulatory changes and advise on policy adjustments.

Skills

Analytical skills

Communication skills

Investigative skills

Regulatory knowledge

Education

Bachelor's degree in Law, Finance, Business Administration

Job description

About the Role

Our client is seeking a dedicated and knowledgeable Compliance Officer specializing in Financial Services to join their fully remote team. This crucial role ensures adherence to all applicable laws, regulations, and internal policies governing the company's operations. You will be responsible for developing, implementing, and monitoring compliance programs, conducting risk assessments, and providing guidance to business units. This position is ideal for a proactive compliance professional who thrives in a remote setting and is committed to upholding the highest ethical and regulatory standards in the global financial landscape.

Key Responsibilities

• Develop, implement, and maintain a comprehensive compliance program aligned with relevant financial regulations (e.g., FICA, POPIA, GDPR).
• Conduct regular compliance risk assessments and audits to identify potential areas of non-compliance.
• Investigate potential compliance breaches, prepare reports, and recommend corrective actions.
• Provide training and guidance to employees on compliance policies and procedures.
• Liaise with regulatory bodies and external auditors as required.
• Stay informed about changes in the regulatory environment and advise the business on necessary adjustments to policies and practices.

Requirements

• Bachelor's degree in Law, Finance, Business Administration, or a related field.
• Minimum of 6 years of experience in compliance, risk management, or legal roles within the financial services industry.
• In-depth knowledge of South African financial regulations and international compliance standards.
• Strong understanding of risk assessment methodologies and compliance frameworks.
• Excellent analytical, problem-solving, and investigative skills.
• Exceptional written and verbal communication skills, with the ability to operate effectively in a remote-first work environment.

Benefits

• Competitive annual salary and potential for performance-based bonuses.
• Fully remote work opportunity, offering significant lifestyle flexibility.
• Comprehensive medical, dental, and vision insurance coverage.
• Budget for professional development, including certifications and relevant courses.
• A culture of integrity and ethical conduct, supporting professional growth within the financial sector.