Remote Compliance Testing & Assurance Lead

RockWallet LLC; Northern (KY); Hybrid; USD 90,000 - 130,000; Full time

Job summary

RockWallet LLC is seeking a Compliance Manager, Testing & Assurance to lead Compliance Operations and self-testing activities for our digital assets platform. The role reports to the Chief Compliance Officer and partners with product, engineering, and external auditors to ensure regulatory alignment.

Candidates should have 3–5 years in compliance or risk assurance, knowledge of BSA/AML for MSBs/VASPs, and strong analytical and communication skills.

Qualifications

• 3–5 years in compliance, self-testing, or risk assurance, including management responsibility.
• CAMS or equivalent certification preferred, not required.
• Deep knowledge of BSA/AML requirements for MSBs and VASPs, including PATRIOT Act, EDD, PEP, OFAC.
• Familiarity with consumer protection regulations (privacy, marketing, EFT, disclosures, deposits).
• Experience with automated transaction monitoring systems and related platforms.
• Experience drafting and editing BSA/AML procedures and workflows.
• Strong analytical, leadership, and written/verbal communication skills.
• Self-starter who works well independently; work-from-home capability.

Responsibilities

• Serve as operational lead for Compliance Operations and guide team members.
• Partner with the CCO to build and execute the annual self-testing plan.
• Set governance over testing methodologies, documentation, and reporting.
• Identify AI and automation opportunities in self-testing, including data analytics (SQL, Python).
• Document testing steps, results, and issues with clear ownership and resolution.
• Track remediation plans through to completion and report KPIs to management.
• Coordinate with auditors and stakeholders to drive compliant solutions.
• Communicate regulatory requirements across business lines and provide guidance.

Skills

Compliance

Self-testing

Risk assurance

Leadership

BSA/AML knowledge

Communication skills

Independent work

Work from home

Education

Associate's degree in business or related field

Tools

SQL

Python

BI tools

Job description

RockWallet LLC is seeking a Compliance Manager, Testing & Assurance to lead Compliance Operations and self-testing activities for our digital assets platform. The role reports to the Chief Compliance Officer and partners with product, engineering, and external auditors to ensure regulatory alignment.

Candidates should have 3–5 years in compliance or risk assurance, knowledge of BSA/AML for MSBs/VASPs, and strong analytical and communication skills.