Remote Compliance Ops Lead, Testing & Assurance

RockWallet; United States; Remote; USD 70,000 - 100,000; Full time

Job summary

RockWallet, a US-based fintech, is hiring a Compliance Operations Manager for testing and assurance. This remote role reports to the Chief Compliance Officer and partners with Product, Engineering, and Audit to ensure regulatory compliance in self-testing and monitoring activities.

The ideal candidate has 3–5 years in compliance and strong knowledge of BSA/AML. CAMS preferred. Remote work with emphasis on US Eastern Time availability.

Qualifications

• 3–5 years in compliance, self-testing, or risk assurance, with management responsibility.
• CAMS or equivalent certification preferred, not required.
• Deep knowledge of BSA/AML requirements for MSBs and VASPs, including the PATRIOT Act, EDD, PEP, and OFAC screening.
• Familiar with consumer protection regulations (privacy, marketing, EFT, disclosures, deposits, payment cards, stored value, complaints).
• Experience drafting and editing BSA/AML procedures and workflows.
• Experience with automated transaction monitoring systems and related platforms that support compliance operations, including customer support and case management systems.
• Strong analytical, leadership, and written/verbal communication skills.
• Comfortable managing competing priorities in a fast-moving, evolving regulatory environment.
• Work from home.
• Work-life balance and support for career development.

Responsibilities

• Serve as operational lead for Compliance Operations, providing day-to-day guidance to compliance team members and technical compliance expertise to Product, Engineering, and other business partners.
• Partner with the CCO to build, review, and revise the annual self-testing plan, and execute it per the Self-Testing Policy
• Set governance over testing methodologies, standards, sample sizing, documentation, and reporting, ensuring alignment with regulatory requirements
• Identify and drive AI and automation opportunities across the self-testing program, including data analytics (SQL, Python, BI tools) for sampling, trend analysis, and anomaly detection
• Document testing steps, results, and issues in organized workpapers and an observation log, noting criticality, owner, and resolution
• Track remediation plans through to completion
• Report self-testing KPIs to Compliance management on a regular cadence
• Partner with internal and external stakeholders, including audit, to drive compliant solutions and respond to audit requests
• Communicate legal and regulatory requirements across business lines, providing compliance guidance
• Other duties as required

Skills

Analytical

Leadership

Communication

Independent

Education

Associate's degree in business or related field

Tools

Automated monitoring systems

SQL

Python

BI tools

Case management systems

Job description

RockWallet, a US-based fintech, is hiring a Compliance Operations Manager for testing and assurance. This remote role reports to the Chief Compliance Officer and partners with Product, Engineering, and Audit to ensure regulatory compliance in self-testing and monitoring activities.

The ideal candidate has 3–5 years in compliance and strong knowledge of BSA/AML. CAMS preferred. Remote work with emphasis on US Eastern Time availability.