Regulatory Reporting Assurance Manager

Western Alliance Bank; Phoenix (AZ); On-site; USD 90,000 - 120,000; Full time

Benefits offered by this job

Competitive salary

401k matching program

Tuition assistance

Employee volunteer program

Wellness program

Ownership stake in the company

Medical and dental insurance

Time off

Job summary

Western Alliance Bank, Member FDIC, is a wholly owned subsidiary of Western Alliance Bancorporation, seeking a Regulatory Reporting Oversight (RRO) Financial Control Program Manager to lead QA testing for regulatory reporting within our control framework.

You will oversee testing activities, assess risk, review work of senior staff, and prepare reports for governance committees, collaborating with Accounting, Risk, Treasury, and Data Management teams to strengthen data quality and reporting

Qualifications

• 5+ years of related experience in Internal Controls, Public Accounting, Internal Audit, or similar field.
• Bachelor's degree required; Masters or MBA in related field preferred.
• Previous leadership experience preferred.
• Advanced knowledge of internal control analysis, risk assessment methodologies, Sarbanes-Oxley Section 302/402 and/or FRB reporting requirements, COSO framework, IIA standards, and GAAP.
• Advanced knowledge of general banking operations, including deposit operations, loan administration, treasury management and/or other banking products and services.
• Advanced knowledge of regulatory and legal compliance obligations, rules and regulations, industry standards and practices.
• Advanced speaking and writing communication skills and ability to effectively interact with all levels within the Company.
• Advanced exceptional time management; detail oriented and proficient in Microsoft Office applications. Previous leadership experience preferred.
• Certified Public Accountant preferred.
• Occasional travel required.

Responsibilities

• Plan, execute, and deliver RRO test work in accordance with established compliance frameworks and timelines.
• Conduct risk assessments and perform conformance, transaction, and control testing to evaluate data quality and reporting integrity.
• Supervise senior and staff-level employees, providing guidance, reviewing work, and ensuring adherence to RRO standards.
• Analyze discrepancies, assess impact on regulatory reporting, and collaborate with stakeholders to implement corrective actions.
• Assist the Associate Director in preparing and presenting detailed reports on RRO results, findings, and recommendations to management and governance committees.
• Partner with Accounting, Risk, Treasury, Operations, and Data Management teams to address data quality issues and enhance reporting processes.
• Lead or participate in projects and initiatives related to regulatory reporting and quality assurance.

Skills

Leadership

Communication

Time management

MS Office

Education

Bachelor's degree

Masters or MBA

CPA preferred

Tools

Microsoft Excel

COSO framework

Job description

Western Alliance Bank, Member FDIC, is a wholly owned subsidiary of Western Alliance Bancorporation, seeking a Regulatory Reporting Oversight (RRO) Financial Control Program Manager to lead QA testing for regulatory reporting within our control framework.

You will oversee testing activities, assess risk, review work of senior staff, and prepare reports for governance committees, collaborating with Accounting, Risk, Treasury, and Data Management teams to strengthen data quality and reporting