Regulatory Reporting QA Specialist

SMBC Group; Charlotte (NC); On-site; USD 70,000 - 110,000; Full time

Job summary

SMBC Group is seeking a Regulatory Reporting Quality Assurance (RRQA) Associate within the Finance Control Oversight function. You will support independent risk-based assessments of U.S. regulatory reporting processes, focusing on accuracy, conformance with regulations, and control effectiveness.

The role involves planning, testing, documentation, and issue validation, with opportunities to deepen knowledge of U.S. regulatory reports, banking products, and risk-based methodologies.

Qualifications

• Bachelor’s degree in accounting, finance, analytics, or related field.
• 3+ years of experience in audit, internal controls testing, or regulatory reporting.
• Understanding of U.S. regulatory reporting requirements and banking products is preferred.
• Strong analytical and problem-solving skills.
• Clear written and verbal communication; documentation of work.
• Familiarity with data governance and data quality concepts is a plus.

Responsibilities

• Assist with assessment planning and data source understanding.
• Perform walkthroughs, data profiling, sampling, and data analysis.
• Execute tests on internal controls and transaction data accuracy.
• Prepare workpapers documenting procedures, observations, conclusions.
• Support issue validation and remediation follow-up.
• Collaborate with business partners to discuss results.

Skills

Analytical thinking

Problem solving

Written communication

Verbal communication

Team collaboration

Education

Bachelor's degree in accounting / finance / business analytics / information systems

Tools

Microsoft Office

Excel

Word

PowerPoint

Job description

SMBC Group is seeking a Regulatory Reporting Quality Assurance (RRQA) Associate within the Finance Control Oversight function. You will support independent risk-based assessments of U.S. regulatory reporting processes, focusing on accuracy, conformance with regulations, and control effectiveness.

The role involves planning, testing, documentation, and issue validation, with opportunities to deepen knowledge of U.S. regulatory reports, banking products, and risk-based methodologies.