Director, Americas Market Conduct Regulatory Relations

474 MS Services Group, Inc.; Dallas (TX); On-site; USD 77,000 - 117,000; Full time

Job summary

Morgan Stanley in Dallas seeks a Director (AVP) in Legal and Compliance to support the AMCRRG by coordinating regulatory exams, risk surveys and continuous monitoring activities, and enabling process improvement through documentation and technology (Teams, AI, and OpenPages).

The role emphasizes collaboration with regulators and internal stakeholders, strong communication, and end-to-end ownership of deliverables in a fast-paced environment.

Qualifications

• Bachelor's degree required.
• 5+ years' experience supporting regulatory examinations, continuous monitoring, or issue remediation, or with a regulatory organization (SEC/FINRA/CFTC/NFA).
• Strong written and verbal communication, presentation, and interpersonal skills.

Responsibilities

• Front-to-back management of concurrent regulatory examinations and risk reviews.
• Coordinate requests from regulators (SEC, CFTC, FINRA, NFA, state regulators).
• Navigate and execute regulatory interactions with market conduct regulators and internal stakeholders.

Skills

Regulatory examinations

Regulatory risk management

Stakeholder communication

Project coordination

Team collaboration

Education

Bachelor's degree

Tools

Microsoft Office

Teams

SharePoint

Visio

OpenPages

Job description

Morgan Stanley in Dallas seeks a Director (AVP) in Legal and Compliance to support the AMCRRG by coordinating regulatory exams, risk surveys and continuous monitoring activities, and enabling process improvement through documentation and technology (Teams, AI, and OpenPages).

The role emphasizes collaboration with regulators and internal stakeholders, strong communication, and end-to-end ownership of deliverables in a fast-paced environment.