Regulatory Relations Director, Market Compliance

Morgan Stanley; Dallas (TX); Vor Ort; USD 77.000 - 117.000; Vollzeit

Zusammenfassung

Morgan Stanley seeks a Director (AVP) in Legal and Compliance to coordinate regulatory exams, risk surveys and continuous monitoring activities for AMCRRG. Based in Dallas, this role supports senior stakeholders and regulators with timely, well‑documented responses.

The role emphasizes strong writing, planning, and collaboration across regulatory staff and senior firm personnel globally, with in‑person interviews and transition to Dallas.

Qualifikationen

• Bachelor degree required; JD/MBA a plus.
• 5+ years banking/regulatory experience (e.g., FRB, OCC, FDIC, CFPB) or equivalent in legal/compliance.
• Strong written and oral communication and interpersonal skills.

Aufgaben

• Front-to-back management of concurrent regulatory examinations and risk reviews.
• Coordinate document requests, areas of review and potential findings with regulators.
• Ensure stakeholders are kept informed of status, meetings and focus areas.
• Maintain detailed status of open examination and risk issue remediation.
• Advise on regulatory responses and remediation plans.

Kenntnisse

Regulatory relations

Strategic communication

Project coordination

Stakeholder management

Regulatory affairs knowledge

Ausbildung

Bachelor's degree

JD or MBA preferred

Tools

Microsoft Teams

AI tools

OpenPages

Jobbeschreibung

Morgan Stanley seeks a Director (AVP) in Legal and Compliance to coordinate regulatory exams, risk surveys and continuous monitoring activities for AMCRRG. Based in Dallas, this role supports senior stakeholders and regulators with timely, well‑documented responses.

The role emphasizes strong writing, planning, and collaboration across regulatory staff and senior firm personnel globally, with in‑person interviews and transition to Dallas.