Regulatory & Compliance, AML-AVP

Partnership Employment; Salt Lake City (UT); On-site; USD 90,000 - 120,000; Full time

Job summary

Partnership Employment is seeking a Senior Legal & Compliance Researcher in Salt Lake City, Utah to lead AML and KYC documentation reviews for investors and clients, support quarterly reporting, and oversee ongoing monitoring. This role requires regulatory precision and the ability to manage complex compliance processes in a fast-paced setting.

You will collaborate across lines on new initiatives, perform third-party reliance testing, conduct AML screening dispositions, and assist in preparing

Qualifications

• AML/KYC compliance experience with investors and clients
• Experience with audits and regulatory inquiries
• Ability to collaborate across business lines

Responsibilities

• Review of investor and client AML and KYC documentation, client communications, quarterly reporting and ongoing monitoring.
• Perform third party reliance testing and monitoring.
• Collaborate across various business lines on new initiatives, providing compliance guidance.
• Conduct AML screening review and dispositions.
• Assist in preparing for and responding to inquiries and audits

Job description

1 day ago Be among the first 25 applicants

Senior Legal & Compliance Researcher @ Partnership Employment

Responsibilities

• Review of investor and client AML and KYC documentation, client communications, quarterly reporting and ongoing monitoring.
• Perform third party reliance testing and monitoring.
• Collaborate across various business lines on new initiatives, providing compliance guidance.
• Conduct AML screening review and dispositions.
• Assist in preparing for and responding to inquiries and audits

Seniority level

Mid-Senior level

Employment type

Full-time

Industries

Staffing and Recruiting

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