Compliance Analyst

Larson Maddox; New York (NY); On-site; USD 80,000 - 100,000; Full time

Job summary

Larson Maddox in New York is seeking a Compliance Analyst to support an AML program in a fast-paced financial services environment. This role focuses on monitoring regulatory changes, conducting due diligence, and assisting with reporting and remediation tasks to ensure robust compliance.

The ideal candidate will have 1–4 years of AML-related experience, a bachelor's degree, and a strong grasp of AML/KYC concepts to help strengthen the firm’s controls and governance framework.

Qualifications

• Bachelor's degree required.
• 1-4 years of AML, compliance, financial crimes, risk, audit, legal, or regulatory experience.
• Strong understanding of AML, KYC, sanctions, and due diligence principles.

Responsibilities

• Support the ongoing administration and enhancement of the firm's AML compliance program.
• Monitor regulatory developments and assist in evaluating their impact on compliance policies, procedures, and controls.
• Conduct due diligence reviews and assist with risk-based assessments of clients, counterparties, or business relationships.
• Perform enhanced due diligence reviews on higher-risk parties and escalated matters.
• Assist with sanctions screening, AML investigations, and the review of potential compliance concerns.
• Prepare and maintain compliance reports, documentation, and records.
• Partner with business stakeholders on AML and regulatory compliance matters.
• Support internal audits, regulatory examinations, compliance testing, and remediation efforts.
• Assist with compliance training and related awareness initiatives.

Skills

AML knowledge

KYC understanding

Regulatory monitoring

Due diligence

Education

Bachelor's degree

Job description

Location: New York Metro Area (Onsite)
Compensation: $80,000 - $100,000 base salary + discretionary bonus + comprehensive benefits

Overview

Compliance Analyst - AML

Location: New York Metro Area (Onsite)
Compensation: $80,000 - $100,000 base salary + discretionary bonus + comprehensive benefits

Overview

A leading financial services organization is seeking a Compliance Analyst to join its Anti-Money Laundering (AML) team. This individual will help support AML compliance initiatives, due diligence efforts, regulatory monitoring activities, and compliance reporting processes. This is an excellent opportunity for a compliance professional looking to expand their experience within a sophisticated and fast-paced environment.

Key Responsibilities

• Support the ongoing administration and enhancement of the firm's AML compliance program.
• Monitor regulatory developments and assist in evaluating their impact on compliance policies, procedures, and controls.
• Conduct due diligence reviews and assist with risk-based assessments of clients, counterparties, or business relationships.
• Perform enhanced due diligence reviews on higher-risk parties and escalated matters.
• Assist with sanctions screening, AML investigations, and the review of potential compliance concerns.
• Prepare and maintain compliance reports, documentation, and records.
• Partner with business stakeholders on AML and regulatory compliance matters.
• Support internal audits, regulatory examinations, compliance testing, and remediation efforts.
• Assist with compliance training and related awareness initiatives.

Qualifications

• Bachelor's degree required.
• 1-4 years of AML, compliance, financial crimes, risk, audit, legal, or regulatory experience.
• Strong understanding of AML, KYC, sanctions, and due diligence principles.