Compliance Associate: Hedge Fund, AML & KYC

Coda Search│Staffing; New York (NY); On-site; USD 100,000 - 150,000; Full time

Job summary

A reputable Asset Management firm in New York is seeking an Associate for their Compliance Team. The role involves overseeing KYC requests, reviewing compliance policies, and interacting closely with various departments including Legal and Finance. Ideal candidates will have a Bachelor’s degree and at least 3 years of experience in Compliance or Legal fields related to Asset Management. The position is full-time and offers a salary range of $100,000 to $150,000 per year.

Qualifications

• 3+ years of experience in Compliance or Legal within Asset Management.
• Ability to present findings to managerial personnel.
• Knowledge of relevant financial regulations.

Responsibilities

• Oversee new initiatives for process improvement.
• Manage inbound KYC requests and regulatory forms.
• Review and approve AML compliance policies.
• Monitor compliance testing and surveillance.
• Assist with responses to regulatory inquiries.
• Review personal trading for compliance.
• Prepare investment presentations for management.
• Identify optimization opportunities in processes.

Skills

Data analysis

Effective communication

Microsoft Excel

Microsoft PowerPoint

Education

Bachelor’s degree

Job description

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