Registered Client Services Associate — Finance Operations

Stifel Financial Corp.; Pinehurst (NC); On-site; USD 45,000 - 65,000; Full time

Job summary

Stifel Financial Corp. is seeking a Client Services Associate (Registered) located in Pinehurst, North Carolina. The role involves assisting Financial Advisors with client accounts, performing a variety of administrative duties, and providing exceptional customer service to clients.

Ideal candidates will have at least 2 years of investment industry experience, a high school diploma, and possess required licenses such as Series 7 and 63 or 66. Proficiency in Microsoft Office Suite is essential for this position.

Qualifications

• Minimum Required: High School Diploma or equivalent.
• Minimum Required: 2 years investment industry experience.
• Minimum Required: Series 7 and 63 or 66.

Responsibilities

• Assist with opening and maintaining client accounts and records.
• Perform administrative support duties including word processing and filing.
• Provide customer service support to clients.
• Identify issues to escalate to FA(s) or Branch Manager.
• Perform various clerical and operational functions.

Skills

Administrative Knowledge

Industry Knowledge

Time Management

Critical Thinking

Customer and Interpersonal Skills

Communication Skills

Education

High School Diploma or equivalent

2 years investment industry experience

Tools

Microsoft Excel

Microsoft Word

Microsoft PowerPoint

Microsoft Outlook

Job description

Stifel Financial Corp. is seeking a Client Services Associate (Registered) located in Pinehurst, North Carolina. The role involves assisting Financial Advisors with client accounts, performing a variety of administrative duties, and providing exceptional customer service to clients.

Ideal candidates will have at least 2 years of investment industry experience, a high school diploma, and possess required licenses such as Series 7 and 63 or 66. Proficiency in Microsoft Office Suite is essential for this position.