Real-Time Trading Compliance Advisor — Fixed Income

Susquehanna International Group, LLP; Bala Cynwyd (PA); On-site; USD 150,000 - 210,000; Full time

Job summary

Susquehanna International Group, LLP, based in Bala Cynwyd, PA, is seeking a Trading Compliance professional to provide real-time regulatory guidance and oversight for fixed income trading and sales teams in the U.S. The role collaborates with front-office partners and cross-functional groups to ensure adherence to regulatory requirements and internal policies.

The ideal candidate will have 5–10+ years in fixed income compliance, strong regulatory knowledge, and the ability to translate complex

Qualifications

• 5-10+ years of compliance experience in a compliance officer role within sales and trading focused on fixed income markets.
• Strong understanding of fixed income products (corporates, municipals, treasuries, MBS/ABS, repos) and market structure.
• Working knowledge of Exchange Act rules, MSRB rules, FINRA obligations, Regulation M, Rule 144, Rule 10b-5, SEC/FINRA reporting rules, and market abuse regimes.

Responsibilities

• Develop and maintain an in-depth understanding of the firm's trading strategies, algorithms, products, and market microstructure to provide risk-based compliance support.
• Act as a trusted day-to-day compliance contact across functions to provide clear, practical advice on regulatory and conduct matters.
• Collaborate with the business to enhance processes, drive efficiencies, and support strategic growth initiatives.
• Advise on regulatory considerations for new business initiatives, algorithmic trading, complex transactions, and desk-level enhancements.
• Support new system and platform implementations, regulatory change initiatives, and control enhancements.
• Prepare documentary support, coordinate with internal groups, and help draft responses to regulatory inquiries and requests for information.
• Develop and maintain relationships with senior business stakeholders.
• Provide day-to-day guidance on regulatory questions, trading rules, market conduct, and policy interpretation.
• Identify emerging risks related to market structure, regulatory change, or product development.
• Work closely with other members of the trading compliance team in the US and globally, ensuring coordination and collaboration.

Skills

Fixed income expertise

Regulatory expertise

Stakeholder communication

Cross-functional collaboration

Education

Series 7 license

Series 24 license

Bachelor's degree in finance

Job description

Susquehanna International Group, LLP, based in Bala Cynwyd, PA, is seeking a Trading Compliance professional to provide real-time regulatory guidance and oversight for fixed income trading and sales teams in the U.S. The role collaborates with front-office partners and cross-functional groups to ensure adherence to regulatory requirements and internal policies.

The ideal candidate will have 5–10+ years in fixed income compliance, strong regulatory knowledge, and the ability to translate complex