Fixed Income Compliance Analyst: Trade Surveillance

Prudential Financial, Inc.; The Ironbound (NJ); Híbrido; USD 83.000 - 136.000; Tempo integral

Benefícios oferecidos por esta vaga

Medical Insurance

Dental Insurance

Vision Insurance

PTO

401(k) match

Resumo da vaga

Prudential Financial, Inc. is seeking a Compliance Analyst in Newark, NJ, focused on fixed income trade-surveillance investigations and proactive compliance guidance for trading and related teams.

The role collaborates with Portfolio Management, Operations, and Analytics to interpret data, assess risks, and escalate issues as needed. The position requires 3+ years in fixed income compliance, experience with trading systems (Aladdin preferred), and strong Excel/Power BI/Tableau skills.

Qualificações

• 3+ years of compliance experience covering fixed income.
• Strong analytical skills with proficiency in data tools.
• Ability to translate complex analysis into senior reporting.

Responsabilidades

• Lead and support trade-surveillance investigations, reviewing alerts and outliers.
• Partner with Portfolio Management, Operations and Portfolio Analytics for context.
• Prepare analysis for senior Fixed Income leadership on significant findings.
• Provide proactive compliance guidance on trading and information barriers.
• Support modernization and governance of the surveillance program.

Conhecimentos

Trade surveillance

Data analysis

Fixed income knowledge

Analytical skills

Communication

Ferramentas

Aladdin

Descrição da vaga

Prudential Financial, Inc. is seeking a Compliance Analyst in Newark, NJ, focused on fixed income trade-surveillance investigations and proactive compliance guidance for trading and related teams.

The role collaborates with Portfolio Management, Operations, and Analytics to interpret data, assess risks, and escalate issues as needed. The position requires 3+ years in fixed income compliance, experience with trading systems (Aladdin preferred), and strong Excel/Power BI/Tableau skills.