Private Client Wealth Associate: Client Service & Trading

JPMorgan Chase; Vista (CA); On-site; USD 85,000 - 110,000; Full time

Job summary

JPMorgan Chase is seeking a Private Client Investment Associate in Wealth Management in Vista, CA. You will provide client service, operational support to Private Client Advisors, and assist with wealth planning for clients and referrals.

The role requires Series 7, SIE, Series 66 and Life/Health licenses within 60 days, with compliance and risk management duties as part of daily responsibilities.

Qualifications

• A valid and active Series 7 license is required or may be obtained within 60 days of employment.
• If registered after Oct 1, 2018, a valid and active Securities Industry Essentials (SIE) exam is required.
• A valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 60 days of starting in the role.

Responsibilities

• Support Advisors by handling operational requests: account openings, money movements and trades.
• Build and maintain client relationships; assist with wealth planning and referrals.
• Assist in account reviews and reporting to deepen client relationships.
• Engage in risk management including KYC, account reviews and inquiries.
• Support procedures and compliance, including required forms and documentation.
• Prioritize daily work and meet deadlines while tracking progress.
• Maintain and foster team culture.

Skills

Series 7 license

SIE exam

Series 66

Life and Health license

Job description

JPMorgan Chase is seeking a Private Client Investment Associate in Wealth Management in Vista, CA. You will provide client service, operational support to Private Client Advisors, and assist with wealth planning for clients and referrals.

The role requires Series 7, SIE, Series 66 and Life/Health licenses within 60 days, with compliance and risk management duties as part of daily responsibilities.