Private Client Wealth Associate

JPMorgan Chase & Co.; Vista (CA); On-site; USD 70,000 - 110,000; Full time

Job summary

J.P. Morgan Chase is seeking a Private Client Investment Associate in Vista, CA to provide client service, operational support, and wealth planning assistance to Private Client Advisors within Wealth Management.

You will facilitate account openings, money movements, and investment trades, build client relationships, produce performance reports, and support risk management and regulatory compliance. A focus on timely execution and quality service is essential.

Qualifications

• License requirements include Series 7 or obtaining within 60 days of employment.
• Also required: Securities Industry Essentials exam if registered after Oct 1, 2018.
• Series 66 (63/65) and Life/Health licenses must be obtained within 60 days of starting.

Responsibilities

• Support Advisors book of business including facilitating account openings, money movement and investment trades.
• Assist in building and maintaining client relationships by processing requests, resolving issues and providing up-to-date information.
• Assist Advisors with wealth planning for clients and referral source management and new lead generation.
• Assist in managing relationship and account reviews, promoting firm services and preparing performance reports.
• Engage in Risk Management; including Know Your Customer procedures, Account Reviews and Inquiries.
• Support business unit operational procedures and compliance requirements (e.g. forms and documentation).
• Prioritize daily work, track progress, and consistently meet deadlines.

Skills

Series 7 license

SIE exam

Series 66 license

Life and Health Insurance license

Job description

J.P. Morgan Chase is seeking a Private Client Investment Associate in Vista, CA to provide client service, operational support, and wealth planning assistance to Private Client Advisors within Wealth Management.

You will facilitate account openings, money movements, and investment trades, build client relationships, produce performance reports, and support risk management and regulatory compliance. A focus on timely execution and quality service is essential.