Wealth Management: Private Client Investment Associate

Next Frontier Capital; New York (NY); On-site; USD 90,000 - 130,000; Full time

Job summary

J.P. Morgan Chase in New York is seeking a Private Client Investment Associate to provide client service, support to Private Client Advisors, and help with operational marketing and administrative tasks within Wealth Management.

The role requires securities licenses (Series 7, SIE if applicable, Series 66) and Life/Health licenses within 120 days, with a focus on maintaining client relationships, trade support, and risk-compliant servicing.

Qualifications

• A valid and active Series 7 license is required or may be obtained within 120 days of employment
• If you were registered after October 1, 2018 you must also have a valid and active Securities Industry Essentials (SIE) exam
• A valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 120 days of starting in the role as a condition of employment

Responsibilities

• Support Advisors book of business including facilitating operational requests such as account opening, money movement and investment trades
• Aid the Advisors by building and maintaining client relationships through processing requests, resolving issues, and providing up-to-date information and assisting with wealth planning for clients and referral source management and new lead generation
• Assist in managing relationship and account reviews, promote firm services to deepen client relationships; prepare timely and accurate performance reports
• Actively engage in Risk Management, including Know Your Customer procedures, Account Reviews and Inquiries
• Support business unit operational procedures and compliance requirements (e.g. completion of required forms and documentation)
• Prioritize daily work, track progress, and consistently meet deadlines
• Maintain and foster team culture

Skills

Series 7 license

SIE exam

Series 66 license

Life and Health Insurance license

Client service

Job description

J.P. Morgan Chase in New York is seeking a Private Client Investment Associate to provide client service, support to Private Client Advisors, and help with operational marketing and administrative tasks within Wealth Management.

The role requires securities licenses (Series 7, SIE if applicable, Series 66) and Life/Health licenses within 120 days, with a focus on maintaining client relationships, trade support, and risk-compliant servicing.