Portfolio Compliance & Trade Review Analyst

Mission Staffing; New York (NY); On-site; USD 90,000 - 130,000; Full time

Job summary

Mission Staffing's client, a leading investment management firm in the New York City area, seeks a Portfolio/Trade Review Consultant to ensure trades are allocated in line with investment guidelines and regulatory requirements.

Responsibilities include overseeing the daily trade allocation process, designing rules with developers, and developing reports and SQL diagnostics to test compliance. You will also support legal and tax reviews across various instruments.

Qualifications

• Strong written and verbal communication skills.
• Experience in trade review compliance is preferred.
• Detail-oriented with analytical mindset.

Responsibilities

• Oversee the daily trade allocation process and design allocation rules with developers.
• Develop reports and SQL diagnostics to test compliance with investment guidelines and regulatory requirements.
• Support legal and tax reviews of trades across instruments.

Skills

Communication skills

Tools

Microsoft Excel

SQL

Job description

Mission Staffing's client, a leading investment management firm in the New York City area, seeks a Portfolio/Trade Review Consultant to ensure trades are allocated in line with investment guidelines and regulatory requirements.

Responsibilities include overseeing the daily trade allocation process, designing rules with developers, and developing reports and SQL diagnostics to test compliance. You will also support legal and tax reviews across various instruments.