Portfolio Compliance Analyst

Mission Staffing; New York (NY); On-site; USD 90,000 - 130,000; Full time

Job summary

Mission Staffing's client, a leading investment management firm in the New York City area, seeks a Portfolio/Trade Review Consultant to ensure trades are allocated in line with investment guidelines and regulatory requirements.

Responsibilities include overseeing the daily trade allocation process, designing rules with developers, and developing reports and SQL diagnostics to test compliance. You will also support legal and tax reviews across various instruments.

Qualifications

• Strong written and verbal communication skills.
• Experience in trade review compliance is preferred.
• Detail-oriented with analytical mindset.

Responsibilities

• Oversee the daily trade allocation process and design allocation rules with developers.
• Develop reports and SQL diagnostics to test compliance with investment guidelines and regulatory requirements.
• Support legal and tax reviews of trades across instruments.

Skills

Communication skills

Tools

Microsoft Excel

SQL

Job description

Our client, a leading investment management firm in the New York City area, is looking to add a Portfolio/Trade Review Consultant to their team! This is a great opportunity for a detail-oriented, analytical professional to work closely with Compliance and Risk Management to help ensure trades are properly allocated across the firm's funds in line with investment guidelines and regulatory requirements. The role offers strong cross-functional exposure, partnering with Portfolio Management, Risk, Operations, Legal, Accounting, Tax, and Investor Relations teams.

Responsibilities Include:

• Overseeing the daily trade allocation process, including designing and implementing rules and partnering with developers
• Developing reports and SQL diagnostics to test compliance with client investment restrictions, internal risk guidelines, and any associated regulatory requirements
• Supporting legal and tax reviews of trades across structured credit, bank loans, and other instruments

Requirements:

• At least of one year of experience in trade review compliance for a hedge fund or asset management firm
• Strong capabilities in Microsoft Excel and SQL
• Excellent written and verbal communication skills