Portfolio Oversight & Trading Compliance Analyst

Artisan Partners; Denver (CO); On-site; USD 100,000 - 150,000; Full time

Job summary

Artisan Partners Limited Partnership is seeking a Portfolio Oversight Analyst within Trade Operations to enhance trading controls and ensure compliance with investment guidelines and global regulatory limits.

You will code client investment guidelines into order management systems, support regulatory reporting, and assist with client due diligence and RFP responses while contributing to onboarding new model delivery platforms.

Qualifications

• Undergraduate degree in Finance, Accounting, Economics, or Business Administration.

Responsibilities

• Code client investment guidelines into order management systems.
• Interpret investment policies and account guidelines in agreements.
• Serve as primary contact for trading desk inquiries on portfolio constraints and regulatory limits.
• Support proxy voting administration and reporting initiatives.
• Assist with regulatory reporting obligations including substantial shareholder disclosures and EMIR trade reporting.
• Assist with client due diligence questionnaires and RFP submissions.
• Coordinate responses to recurring and ad hoc portfolio compliance inquiries.
• Monitor nightly position refresh to downstream systems.
• Participate in overnight on-call rotation and resolve alerts.

Skills

Analytical skills

Attention to detail

Multi-tasking

Judgment and risk awareness

Client service orientation

Communication

Education

Bachelor's degree in Finance/Accounting/Economics/Business Administration

Tools

Aladdin by BlackRock

SQL

Snowflake

Python

Microsoft Office

Job description

Artisan Partners Limited Partnership is seeking a Portfolio Oversight Analyst within Trade Operations to enhance trading controls and ensure compliance with investment guidelines and global regulatory limits.

You will code client investment guidelines into order management systems, support regulatory reporting, and assist with client due diligence and RFP responses while contributing to onboarding new model delivery platforms.