Trade Compliance Analyst – Portfolio Focus

Default Brand; Boston (MA); Vor Ort; USD 97.750 - 115.000; Vollzeit

Benefits dieser Stelle

Medical, Dental, Vision plans

Flexible PTO

Education Tuition Reimbursement

401k plan with employer match

Zusammenfassung

A global asset management firm based in Boston is seeking a Portfolio Compliance professional to support regulatory oversight and trade compliance activities. The successful candidate will monitor trade activity, assist with compliance programs, and collaborate with multiple teams. Ideal applicants have 2-4 years of experience in compliance within financial services and a bachelor's degree. This position offers a competitive salary and an excellent benefits package.

Qualifikationen

• 2-4 years of experience in portfolio compliance or financial services compliance.
• Knowledge of trade order management workflows.
• Experience interpreting and coding UCITS rules.

Aufgaben

• Support daily monitoring of pre- and post-trade activity across multiple asset classes.
• Assist in maintaining the portfolio trade compliance program.
• Execute compliance tasks, including rule coding and regulatory adherence.

Kenntnisse

Portfolio compliance

Regulatory oversight

Trade compliance

Client onboarding

Communication

Ausbildung

Bachelor’s degree in relevant field

Tools

Charles River (CRD)

Jobbeschreibung

A global asset management firm based in Boston is seeking a Portfolio Compliance professional to support regulatory oversight and trade compliance activities. The successful candidate will monitor trade activity, assist with compliance programs, and collaborate with multiple teams. Ideal applicants have 2-4 years of experience in compliance within financial services and a bachelor's degree. This position offers a competitive salary and an excellent benefits package.