Trade Compliance Analyst – Portfolio Focus

Default Brand; Boston (MA); On-site; USD 97,750 - 115,000; Full time

Benefits offered by this job

Medical, Dental, Vision plans

Flexible PTO

Education Tuition Reimbursement

401k plan with employer match

Job summary

A global asset management firm based in Boston is seeking a Portfolio Compliance professional to support regulatory oversight and trade compliance activities. The successful candidate will monitor trade activity, assist with compliance programs, and collaborate with multiple teams. Ideal applicants have 2-4 years of experience in compliance within financial services and a bachelor's degree. This position offers a competitive salary and an excellent benefits package.

Qualifications

• 2-4 years of experience in portfolio compliance or financial services compliance.
• Knowledge of trade order management workflows.
• Experience interpreting and coding UCITS rules.

Responsibilities

• Support daily monitoring of pre- and post-trade activity across multiple asset classes.
• Assist in maintaining the portfolio trade compliance program.
• Execute compliance tasks, including rule coding and regulatory adherence.

Skills

Portfolio compliance

Regulatory oversight

Trade compliance

Client onboarding

Communication

Education

Bachelor’s degree in relevant field

Tools

Charles River (CRD)

Job description

A global asset management firm based in Boston is seeking a Portfolio Compliance professional to support regulatory oversight and trade compliance activities. The successful candidate will monitor trade activity, assist with compliance programs, and collaborate with multiple teams. Ideal applicants have 2-4 years of experience in compliance within financial services and a bachelor's degree. This position offers a competitive salary and an excellent benefits package.