Phone-Based Financial Advisor Associate

LPL Financial; Tempe (AZ); On-site; USD 68,000 - 113,000; Full time

Job summary

LPL Financial is seeking an Associate Financial Representative for the Wealth Advisors Group to help clients with immediate and long-term investment needs over the phone. You will maintain an existing book of clients, provide high-touch service, and collaborate with independent advisors in a team call center setting.

The role offers a base salary plus bonus tied to sales goals, with a comprehensive rewards package including 401K matching, health benefits, and stock options.

Qualifications

• Valid Series 7, 63 and 65 or 66 licenses.
• Bachelor's degree preferred.
• Minimum of 2 years of direct client experience within the financial services industry required.

Responsibilities

• Deliver financial advice and conduct reviews with clients over the phone.
• Handle and execute client transactions and general service requests.
• Prepare client reports and proposals as required.
• Support other departments and independent advisors in understanding the program.
• Participate in training to stay current with policies and procedures.

Skills

Series 7

63/65/66 licenses

Tele-sales

Client service

Inbound & outbound calling

Education

Bachelor's degree

Tools

MS Office

Web-based applications

Job description

LPL Financial is seeking an Associate Financial Representative for the Wealth Advisors Group to help clients with immediate and long-term investment needs over the phone. You will maintain an existing book of clients, provide high-touch service, and collaborate with independent advisors in a team call center setting.

The role offers a base salary plus bonus tied to sales goals, with a comprehensive rewards package including 401K matching, health benefits, and stock options.