Phone-Based Financial Advisor – Client Solutions

LPL Financial; Rockville (MD); On-site; USD 68,000 - 113,000; Full time

Job summary

LPL Financial in Rockville, MD seeks a Wealth Advisor to serve mass affluent clients over the phone and through inbound/outbound calls, delivering tailored investment guidance and growing a client book. The role emphasizes teamwork in a high-energy call center with a strong client-service focus.

The ideal candidate holds a Series 7 and Series 63/65/66 licenses, plus a bachelor’s degree or equivalent experience, and thrives in fast-paced environments with excellent communication skills.

Qualifications

• Bachelor's Degree or equivalent working experience required.
• Applicable licenses: Series 7 and Series 63/65/66.
• Strong client service mindset and ability to work in a team environment.

Responsibilities

• Deliver financial advice and reviews with clients over the phone (inbound/outbound).
• Process client transactions and service requests accurately.
• Prepare client reports and proposals as required.
• Support advisors and other departments in understanding the program.

Skills

Series 7

Call center experience

Communication skills

Education

Bachelor's Degree or equivalent working experience

Series 7

Series 63/65/66 License

Job description

LPL Financial in Rockville, MD seeks a Wealth Advisor to serve mass affluent clients over the phone and through inbound/outbound calls, delivering tailored investment guidance and growing a client book. The role emphasizes teamwork in a high-energy call center with a strong client-service focus.

The ideal candidate holds a Series 7 and Series 63/65/66 licenses, plus a bachelor’s degree or equivalent experience, and thrives in fast-paced environments with excellent communication skills.