Mutual Fund Compliance Manager

U.S. Bank; Milwaukee (WI); On-site; USD 98,000 - 116,000; Full time

Benefits offered by this job

Healthcare (medical, dental, vision)

401(k) plan

Paid vacation 2–5 weeks

Paid holidays (up to 11)

Adoption assistance

Sick leave accruals

Job summary

U.S. Bank is seeking a senior leader to oversee a team of compliance administrators supporting investment funds. You will guide SEC filings, manage fund expenses, coordinate Board reporting, and ensure compliance with state, federal, and SEC requirements.

As a primary contact for fund clients and regulators, you’ll build strong relationships and coordinate day-to-day fund operations. This role emphasizes leadership, client service, and collaboration with service providers to deliver accurate,

Qualifications

• Bachelor’s degree in accounting, finance or related field.
• CPA certification or candidate status.
• Eight+ years in Mutual Fund Administration or related field (public accounting).

Responsibilities

• Leads a team of compliance administrators, monitoring programs, filings, expenses, and reporting to the Board.
• Serves as primary contact for clients and regulatory agencies.
• Coordinates fund operations and communication with service providers.

Skills

Leadership

Regulatory compliance

Mutual Funds knowledge

Communication skills

PC applications

Relationship building

Education

Bachelor's degree in accounting, finance or related field

CPA certified or candidate

Job description

U.S. Bank is seeking a senior leader to oversee a team of compliance administrators supporting investment funds. You will guide SEC filings, manage fund expenses, coordinate Board reporting, and ensure compliance with state, federal, and SEC requirements.

As a primary contact for fund clients and regulators, you’ll build strong relationships and coordinate day-to-day fund operations. This role emphasizes leadership, client service, and collaboration with service providers to deliver accurate,