Mortgage Compliance Analyst – Regulatory Audits

DSLD Homes; Baton Rouge (LA); On-site; USD 65,000 - 90,000; Full time

Benefits offered by this job

Medical, dental, vision coverage

401(k) with employer match

Paid vacation and holidays

Job summary

DSLD Homes is seeking a Compliance Analyst to support the company's compliance management system and ensure adherence to mortgage lending laws and internal policies. This role involves monitoring regulatory changes, performing reviews, assisting audits, and collaborating across departments to promote a strong culture of compliance.

The position requires 2-5 years of mortgage compliance experience, knowledge of applicable federal/state regulations, and strong analytical skills.

Qualifications

• High school diploma or equivalent required. Bachelor's degree preferred.
• 2-5 years of mortgage compliance, quality control, audit, risk, or related mortgage industry experience.
• Knowledge with Encompass, Vesta, or NContracts is a plus.
• Strong knowledge of federal and state lending regulations.
• Understanding of mortgage origination and/or servicing operations.

Responsibilities

• Conduct compliance reviews, monitoring, and testing of mortgage origination, processing, underwriting, closing, and funding activities.
• Review loan files, disclosures, and operational processes for regulatory compliance.
• Identify compliance risks, document findings, and recommend corrective actions.
• Monitor and analyze new or changing laws, regulations, agency guidance, and investor requirements impacting mortgage operations.
• Assist in implementing regulatory and agency changes and processes across policies, procedures, systems, workflows, and training materials.
• Support internal audits, regulatory examinations, and third-party reviews.
• Track remediation efforts and validate corrective actions.
• Maintain compliance records and reporting documentation.
• Assist with drafting, reviewing, and updating company policies, procedures, and controls.
• Recommend enhancements to compliance and company processes and operational controls.
• Participate in vendor compliance reviews, due diligence activities, and ongoing monitoring processes.

Skills

Analytical thinking

Organizational skills

Problem-solving

Written communication

Verbal communication

Attention to detail

Multitasking

MS Office

Education

High school diploma or equivalent

Bachelor's degree

Tools

Encompass

Vesta

NContracts

Compliance management systems

Audit tools

Mortgage platforms

Job description

DSLD Homes is seeking a Compliance Analyst to support the company's compliance management system and ensure adherence to mortgage lending laws and internal policies. This role involves monitoring regulatory changes, performing reviews, assisting audits, and collaborating across departments to promote a strong culture of compliance.

The position requires 2-5 years of mortgage compliance experience, knowledge of applicable federal/state regulations, and strong analytical skills.