Lead, Fixed Income Operations & Controls

Marex; New York (NY); Hybrid; USD 150,000 - 230,000; Full time

Job summary

Marex is seeking a Senior Fixed Income Operations Lead in New York to oversee the Fixed Income Operations team and manage outsourced functions, including vendor oversight with Broadridge BPO. You will partner with Front Office to implement best practices, ensure accurate trade lifecycle events, and maintain robust control frameworks.

The role requires deep experience in fixed income, regulatory reporting (TRACE), and strong leadership to build and sustain high-performing teams in a regulated

Qualifications

• Strong leadership and team-building ability.
• Comfortable engaging with senior management and regulatory bodies.
• Ability to document procedures and controls clearly.
• Demonstrates curiosity and proactive problem-solving.
• Excels at building relationships, networking and influencing others.
• Strategic collaborator with insight and agility to anticipate challenges.

Responsibilities

• Manage and develop Fixed Income Operations team, and supervise work performed by outsourced Operations Team (particularly Broadridge BPO)
• Work closely with the Front Office to establish best practices and gain efficiencies
• Review and assist with team’s resolution of customer unaffirmed trades, street-side breaks, and failed trades
• Monitor status of Regulatory Trade Reporting for all Fixed income trades (TRACE)
• Partners with internal stakeholders to onboard new business streams and/or vendors
• Serve as escalation point for all Fixed Income related life cycle events. (Corporate Actions, Settlements, Fails, Securities financing)
• Adhere to and propose improvements to control framework
• Review daily controls across credit and rates vendor systems. (Broadridge, BNY BDC, Pershing NetX360)
• Work with all vendors and internal parties to increase automation and strengthen control framework
• Supervise defined processes to adhere to regulatory requirements, including but not limited to Possession or Control, 17a-5, transaction reporting, and surveillance

Skills

Leadership

Regulator liaison

Documentation

Curiosity

Networking

Strategic collab

Education

FINRA Series 99

Tools

Pershing NetX360

Broadridge (Impact, FinPro, BPS)

Bloomberg TOMS

FINRA TRACE

Job description

Marex is seeking a Senior Fixed Income Operations Lead in New York to oversee the Fixed Income Operations team and manage outsourced functions, including vendor oversight with Broadridge BPO. You will partner with Front Office to implement best practices, ensure accurate trade lifecycle events, and maintain robust control frameworks.

The role requires deep experience in fixed income, regulatory reporting (TRACE), and strong leadership to build and sustain high-performing teams in a regulated