Investment Compliance Analyst

Boston Partners Global Investors, Inc.; Boston (MA); On-site; USD 65,000 - 75,000; Full time

Job summary

Boston Partners Global Investors, Inc. is seeking a Compliance Analyst in its Boston office to support the compliance program and handle time-sensitive investment-related matters.

Responsibilities include guideline reviews, audits, and liaising with trading desks. Ideal candidates have a Bachelor's degree and 1–2 years of experience in asset management; Charles River experience is a plus.

Qualifications

• Bachelor's degree required.
• Strong analytic and organizational skills; ability to prioritize in a fast-paced environment.
• Proficiency in MS Word/Excel.
• Excellent communication skills and professional demeanor with all levels of staff.
• 1-2 years of related experience; asset management or investment management industry a plus.
• Working knowledge of Charles River IMS Compliance Monitoring and Management system a plus.

Responsibilities

• Perform ongoing investment guideline review and reporting for a variety of equity accounts, including separately managed institutional portfolios and mutual funds.
• Monitor and review automated exception reports.
• Prepare client guideline certifications on a regular basis and as needed.
• Liaise with equity trading desks to research and resolve client guideline questions and issues.
• Perform periodic audits of policies and procedures.
• Maintain and enhance policies and procedures manuals as warranted.
• Provide backup for compliance staff.
• Complete special projects as needed.

Skills

Analytical skills

Organizational skills

Communication skills

Education

Bachelor's degree

Tools

MS Word

MS Excel

Job description

Boston Partners Global Investors, Inc. is seeking a Compliance Analyst in its Boston office to support the compliance program and handle time-sensitive investment-related matters.

Responsibilities include guideline reviews, audits, and liaising with trading desks. Ideal candidates have a Bachelor's degree and 1–2 years of experience in asset management; Charles River experience is a plus.