Senior Investment Compliance Analyst

Panagora Asset Mgmt; Boston (MA); On-site; USD 90,000 - 150,000; Full time

Job summary

A leading investment management firm in Boston seeks a Senior Analyst, Investment Compliance. This role is crucial for supporting the firm’s compliance program, including reviewing client investment guidelines and monitoring compliance alerts. The ideal candidate will have over 5 years of experience in investment compliance, strong analytical skills, and familiarity with regulatory requirements from the SEC and CFTC. This position offers a salary range of $90,000 - $150,000 based on experience and qualifications.

Qualifications

• 5+ years of experience in investment compliance within the financial services industry.
• Strong understanding of SEC and CFTC regulatory requirements.
• Ability to manage multiple projects under pressure.

Responsibilities

• Review client investment management agreements.
• Code compliance rules into the management system.
• Monitor pre- and post-trade compliance alerts.

Skills

Investment compliance knowledge

Analytical skills

Communication skills

Problem-solving skills

Team collaboration

Education

Bachelor's degree in finance, law, or accounting

Tools

Enfusion Compliance System

SQL

Java

Job description

A leading investment management firm in Boston seeks a Senior Analyst, Investment Compliance. This role is crucial for supporting the firm’s compliance program, including reviewing client investment guidelines and monitoring compliance alerts. The ideal candidate will have over 5 years of experience in investment compliance, strong analytical skills, and familiarity with regulatory requirements from the SEC and CFTC. This position offers a salary range of $90,000 - $150,000 based on experience and qualifications.