Compliance Guideline and Management Analyst

Russell Tobin; Boston (MA); On-site; USD 110,000 - 125,000; Full time

Benefits offered by this job

Medical, dental, vision

401(k)

Disability insurance

Employee assistance program

Job summary

Russell Tobin is seeking a Compliance and Management Analyst to join our Investment Operations team in Boston. You will code restrictions into thinkFolio and CRD, lead post-trade monitoring for U.S. clients, and partner with fund managers to implement new mandates.

Expect playbooks for guideline projects and collaboration with Pune offshore resources. The role requires a finance/economics background, CRM/AMS experience, and strong Excel/SQL skills.

Qualifications

• BA/BS in Finance, Mathematics, Economics, or related field.
• 1+ years experience in a guideline-related function, ideally with Charles River (CRD) or a similar OMS.
• Strong grasp of fixed income/municipal securities (required).
• Proficiency in Excel, Word, PowerPoint; SQL a plus.
• A proactive mindset for reducing operational risk and improving processes.

Responsibilities

• Code pre/post-trade investment restrictions into thinkFolio and Charles River (CRD).
• Lead post-trade monitoring for U.S. clients and support fund managers on incident resolution.
• Partner with Fund Managers and Client Directors to interpret and implement new mandates/amendments.
• Drive guideline-related projects and process improvements, including support for our Pune offshore team.
• Complete monthly/quarterly compliance attestations and respond to client guideline queries.

Skills

Post-trade risk awareness

Process improvement

Proactive mindset

Data analysis

Education

Bachelor's degree in Finance/Economics

Tools

thinkFolio

Charles River (CRD)

SQL

Excel

PowerPoint

Job description

Compliance and Management Analyst to join our Investment Operations team in Boston.

What you\'ll do:

• Code pre/post-trade investment restrictions into thinkFolio and Charles River (CRD)
• Lead post-trade monitoring for U.S. clients and support fund managers on incident resolution
• Partner with Fund Managers and Client Directors to accurately interpret and implement new mandates/amendments
• Drive guideline-related projects and process improvements, including support for our growing Pune offshore team
• Complete monthly/quarterly compliance attestations and respond to client guideline queries

What you\'ll bring:

• BA/BS in Finance, Mathematics, Economics, or related field
• 1+ years Experience in a guideline-related function, ideally with Charles River (CRD) or a similar OMS
• Strong grasp of fixed income/municipal securities (required)
• Proficiency in Excel, Word, PowerPoint; SQL a plus
• A proactive mindset for reducing operational risk and improving processes

Base salary range: $110,000–$125,000, plus comprehensive benefits (medical/dental/vision, 401(k), disability, EAP, and more).