Compliance Analyst

Boston Partners Global Investors, Inc.; Boston (MA); On-site; USD 65,000 - 75,000; Full time

Job summary

Boston Partners Global Investors, Inc. is seeking a Compliance Analyst in its Boston office to support the compliance program and handle time-sensitive investment-related matters.

Responsibilities include guideline reviews, audits, and liaising with trading desks. Ideal candidates have a Bachelor's degree and 1–2 years of experience in asset management; Charles River experience is a plus.

Qualifications

• Bachelor's degree required.
• Strong analytic and organizational skills; ability to prioritize in a fast-paced environment.
• Proficiency in MS Word/Excel.
• Excellent communication skills and professional demeanor with all levels of staff.
• 1-2 years of related experience; asset management or investment management industry a plus.
• Working knowledge of Charles River IMS Compliance Monitoring and Management system a plus.

Responsibilities

• Perform ongoing investment guideline review and reporting for a variety of equity accounts, including separately managed institutional portfolios and mutual funds.
• Monitor and review automated exception reports.
• Prepare client guideline certifications on a regular basis and as needed.
• Liaise with equity trading desks to research and resolve client guideline questions and issues.
• Perform periodic audits of policies and procedures.
• Maintain and enhance policies and procedures manuals as warranted.
• Provide backup for compliance staff.
• Complete special projects as needed.

Skills

Analytical skills

Organizational skills

Communication skills

Education

Bachelor's degree

Tools

MS Word

MS Excel

Job description

Position: Compliance Analyst Department: 521200 Compliance Location: Boston

Job Description: Company Summary: Boston Partners is a global investment advisor with $140 billion in AUM and a longstanding reputation for superior client service. The organization is a premier provider of value equity investment products that are firmly rooted in fundamental research and are based on a disciplined investment philosophy and process. We focus on investing in companies with attractive value characteristics and strong business fundamentals where there is a catalyst for positive change. The firm was founded in 1995 and maintains offices in Boston, New York, California, and London. Boston Partners is an indirect, wholly owned subsidiary of ORIX Corporation of Japan. We are looking for a Compliance Analyst in our Boston office to support our compliance program and work on a variety of time-sensitive and confidential investment-related matters. The consistent application of this approach over 30 years by an experienced and long-tenured team has created a proven record of performance across economic cycles, market capitalizations, and geographies.

Responsibilities

• Perform ongoing investment guideline review and reporting for a variety of equity accounts, including separately managed institutional portfolios and mutual funds.
• Monitor and review automated exception reports.
• Prepare client guideline certifications on a regular basis and as needed.
• Liaise with equity trading desks to research and resolve client guideline questions and issues.
• Perform periodic audits of policies and procedures.
• Maintain and enhance policies and procedures manuals as warranted.
• Provide backup for compliance staff.
• Complete special projects as needed.

Qualifications

• Bachelor's degree.
• Strong analytic and organizational skills with good attention to detail; able to prioritize in fast-paced environment.
• Proficiency in MS Word/Excel.
• Excellent communication skills and professional demeanor as position requires interaction with employees throughout the firm, including senior management.
• 1-2 years of related experience; experience in asset management or investment management industry a plus.
• Working knowledge of Charles River IMS Compliance Monitoring and Management system a plus.

Compensation

The pay range for this position is $65,000-$75,000. It is not typical for offers to be made at or near the top of the range. Salary offers are based on a wide range of factors, including relevant skills, training, experience, education, and, where applicable, licensure or certification obtained. Market and Firm factors are also considered. In addition to the base salary and a generous employee benefits package, successful candidates are eligible to receive a discretionary bonus.

We are an equal opportunity employer and value diversity in the workplace. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability status, protected veteran status, or any other characteristic protected by law.