Independence Compliance Support Agent

Ernst & Young Oman; Annapolis (MD); Hybrid; USD 57,000 - 104,000; Full time

Benefits offered by this job

Hybrid work model

Medical & dental coverage

Pension & 401(k)

Paid time off

Job summary

EY is seeking a Risk Management professional to support the Independence function in ensuring personal independence across client-serving professionals. You’ll handle inquiries, advise on independence rules, and partner with different teams to manage risks.

This role offers a hybrid model with a global firm, providing opportunities to develop leadership and gain exposure to regulatory compliance initiatives across the US.

Qualifications

• Bachelor’s degree or equivalent work experience.
• Proficient in Microsoft Office (Word, Excel, PowerPoint).
• One to three-plus years’ related experience.
• Flexibility to work an eight-hour shift between 8:00 a.m. and 9:00 p.m. PT Monday through Friday.

Responsibilities

• Assisting in the development of testing programs that are effective, measurable and impactful.
• Executing detailed operational monitoring programs to validate compliance with US firm policy.
• Facilitating and driving the process to completion by following up on requests from Risk Management consultants and EY employees.
• Understanding and applying key requirements of the US firm’s and regulators’ independence rules and policies.
• Working with EY employees on obtaining background materials required to initiate review of business relationships or other processes.
• Acting as a liaison between EY personnel, other members of the Risk Management team and various functional areas within the US firm in assessing compliance.
• Building and leveraging a network of contacts within Risk Management and across the US firm.
• Challenging existing processes and approaches for operational efficiency, effectiveness, internal controls and/or customer service and offering innovative ideas for improvement.
• Troubleshooting skills, either basic or advanced, depending on the role and industry.

Skills

Interpersonal skills

Empathy

Time management

Project management

English proficiency

Communication skills

Multitasking

Problem solving

Attention to detail

Collaboration

Education

Bachelor's degree

Tools

Microsoft Office

Job description

EY is seeking a Risk Management professional to support the Independence function in ensuring personal independence across client-serving professionals. You’ll handle inquiries, advise on independence rules, and partner with different teams to manage risks.

This role offers a hybrid model with a global firm, providing opportunities to develop leadership and gain exposure to regulatory compliance initiatives across the US.