Hybrid Product & Advertising Compliance Lead

Securian Financial; Saint Paul (MN); Hybrid; USD 74.000 - 137.000; Vollzeit

Benefits dieser Stelle

Hybrid work arrangement

Paid time off

401(k) plan

Zusammenfassung

Securian Financial seeks a Compliance Consultant in Minnesota to support policy form drafting, state filing, and advertising review within Corporate Compliance. The role partners with business leaders to implement compliant products and policies while managing regulatory responses and training initiatives.

The position operates in a hybrid schedule, requiring in-office presence three days per week. The incumbent drafts filings, coordinates with regulators, and maintains current knowledge of

Qualifikationen

• Experience with Disability and Leave insurance.
• Professional work experience ideally in a corporate environment.
• Strong interpersonal and communication skills to interact with various levels of associates within the enterprise.
• Strong prioritization and organization skills to facilitate coordination of compliance reviews.
• Self-directed, ability to independently manage competing priorities with minimal direction.
• Policy form and advertising material filing experience utilizing SERFF.
• Knowledge of applicable laws, regulations, industry standards, and best practices affecting financial services.

Aufgaben

• Manages research of potential compliance gaps and ensures compliance with legal and regulatory requirements.
• Partners with business leaders to create and implement new or updated products, and/or compliance policies and procedures.
• Oversees creation and preparation of periodic client or regulatory filings with state and federal agencies.
• Designs, monitors, tests, and audits assigned products, policies and procedures for compliance.
• Drafts and files policy forms for assigned product lines to ensure compliance.
• Develops filing strategies that ensure compliance with state insurance law and provide management with guidance.
• Consults with team members and attorneys as needed.
• Assists market conduct exam coordinator during response phase of exams and data requests.
• Implements updates due to new laws or regulations across markets and products.
• Leads review and state filing of sales literature and advertising materials for assigned markets.
• Provides day-to-day compliance support to assigned business lines.
• Leads periodic review and maintenance of policy forms and related materials.

Kenntnisse

Disability and Leave insurance

Corporate environment experience

Interpersonal skills

Prioritization and organization

Self-directed

SERFF filing experience

Knowledge of laws and regulations

Tools

SERFF

Jobbeschreibung

Securian Financial seeks a Compliance Consultant in Minnesota to support policy form drafting, state filing, and advertising review within Corporate Compliance. The role partners with business leaders to implement compliant products and policies while managing regulatory responses and training initiatives.

The position operates in a hybrid schedule, requiring in-office presence three days per week. The incumbent drafts filings, coordinates with regulators, and maintains current knowledge of