Product and Advertising Compliance Consultant (Hybrid)

Securian Financial Group; Minnesota; Híbrido; USD 74.000 - 137.000; Jornada completa

Descripción de la vacante

Securian Financial Group in Saint Paul, MN is seeking a Product and Advertising Compliance Consultant to support policy form drafting, state filings, and advertising review in a hybrid work environment.

The role partners with business leaders to ensure products and communications comply with applicable state and federal regulations, manages complex regulator inquiries during objection-response phases, and provides training to teams on compliance policies and procedures.

Formación

• Experience with Disability and Leave insurance.
• Corporate environment experience.
• Policy form and advertising filing experience.
• Knowledge of applicable laws, regulations and best practices.
• Strong communication and collaboration skills.
• Ability to manage multiple compliance projects.

Responsabilidades

• Research potential compliance gaps and ensure regulatory compliance.
• Draft and file policy forms for assigned product lines.
• Develop filing strategies for state insurance law.
• Review sales literature and advertising materials for markets.
• Lead compliance training and education for teams.
• Interact with regulators and clients to resolve issues.

Conocimientos

Interpersonal skills

Communication skills

Prioritization & organization

Self-directed / independent work

Regulatory knowledge

Disability and Leave insurance

Herramientas

SERFF

Descripción del empleo

## Product and Advertising Compliance Consultant (Hybrid)Apply: Saint Paul, MN Campus: Full time: Posted Today: R-010952### \\*Securian Financial Group’s internal position title for this role is Compliance Consultant.**Position Summary:**The Securian Financial Corporate Compliance Department is seeking a Product and Advertising Compliance Consultant with experience in policy form drafting, state filing of policy forms and advertising review. This candidate will provide support to our internal business clients to facilitate business success, manage risk, and ensure our products and advertisements comply with applicable authority. They will provide lead compliance support for policy form development efforts, develop filing strategies, and manage and respond to complex issues raised by regulators during the objection-response phase of a product or advertising filing.**Responsibilities include but not limited to:*** Manages the research of potential compliance gaps and ensures compliance with legal and regulatory requirements. Communicates these gaps to the appropriate parties and collaborates with them to resolve outstanding issues and/or violations.* Partners with business leaders to create and implement new or updated products, and/or compliance policies and procedures to ensure alignment with contractual requirements, state, federal, and other laws and regulations. Designs and provides compliance training and education.* Oversees the creation and preparation of periodic client or regulatory filings with state and federal agencies. Directly interacts with clients, regulators, product line attorneys.* Designs, monitors, tests, and audits assigned products, policies and procedures, making enhancements as needed based on interpretation of applicable laws and regulations. Identifies and addresses potential areas of compliance vulnerability and risk.* Drafts and files policy forms for assigned product lines to produce forms that comply with applicable laws, rules and regulations, collaborating with business area, market line attorney and leader of people as necessary.* Develops filing strategies that ensure compliance with state insurance law and provide management, including providing work direction to team members on assigned project, and filing project oversight. Provides direction and feedback to team members on issues raised by regulators during the objection-response phase of a product or advertising filing.* Consults with team members, leader of people, and/or market line attorneys as needed.* Assists market conduct exam coordinator during the response phase of a policy forms market conduct exam, data call, or survey request from state regulators.* Understands the impact of new laws and regulations on assigned markets and/or products and disseminating that information, including notification of a new form or modified form requirement or of a new or modified administrative procedure, that result from the new law or regulation to affected business areas.* Leads review and state filing of sales literature and advertising materials for the assigned markets in compliance with NAIC model regulations and state laws.* Provides day-to-day compliance support to assigned business lines.* Leads the periodic review and maintenance of existing policy forms and related materials to ensure continued compliance with applicable laws and regulations.**Qualifications:*** Experience with Disability and Leave insurance.* Professional work experience ideally in a corporate environment* Strong interpersonal and communication skills to interact with various levels of associates within the enterprise.* Strong prioritization and organization skills to facilitate coordination of compliance reviews.* Self-directed, ability to independently manage competing priorities with minimal direction.* Policy form and advertising material filing experience utilizing SERFF* Knowledge of applicable laws, regulations, industry standards, and best practices affecting financial services.**Preferred Qualifications:*** Experience in the group insurance employer market#LI-Hybrid \\*\\*This position will have a hybrid working arrangement, working in-office for a minimum of 3 days a week.\\*\\*Securian Financial believes in hybrid work as an integral part of our culture. Associates get the benefit of working both virtually and in our offices. If you’re in a commutable distance (90 minutes) you’ll join us 3 days each week in our offices to collaborate and build relationships. Our policy allows flexibility for the reality of business and personal schedules.**Preferred Skills:****The estimated base pay range for this job is:**$73,700.00 - $136,800.00