Hybrid Fixed Income Compliance Analyst – Surveillance

Prudential Financial, Inc.; Newark (NJ); Hybrid; USD 83,000 - 136,000; Full time

Benefits offered by this job

Market-competitive salary

Yearly bonus potential

401(k) match

Company pension

Wellness program

Education benefit

Employee stock purchase

Job summary

Prudential Financial in Newark, NJ, through PGIM Credit, is seeking a Compliance Analyst to own trade-surveillance investigations and provide proactive guidance for Fixed Income Trading and related areas.

The ideal candidate has 3+ years of fixed income compliance, experience with trading systems (Aladdin preferred), and strong data-analysis skills using Excel, Power BI, and Tableau. This hybrid role requires on-site presence several days per week.

Qualifications

• 3+ years of compliance experience covering fixed income.
• Experience with trading systems; Aladdin is strongly preferred.
• Strong analytical skills with Excel, Power BI, Tableau.
• Sound judgment on risks, regulatory environment.
• Confidence engaging investment professionals and partners.
• Excellent written and verbal communication.
• Strong attention to detail and organizational skills.
• Collaborative approach in a global investment environment.

Responsibilities

• Support trade-surveillance investigations; review alerts and outliers.
• Partner with Portfolio Management, Operations, and Portfolio Analytics.
• Conduct substantive compliance analysis on allocations and execution.
• Prepare analysis for senior Fixed Income leadership.
• Provide proactive compliance guidance on amendments and reallocations.
• Strengthen surveillance through data and technology with IT.
• Maintain clear, defensible records of investigations.
• Support broader compliance programs and policies.

Skills

Fixed income compliance

Trading systems experience

Aladdin experience

Excel

Power BI

Tableau

Analytical skills

Communication skills

Attention to detail

Tools

Aladdin

Job description

Prudential Financial in Newark, NJ, through PGIM Credit, is seeking a Compliance Analyst to own trade-surveillance investigations and provide proactive guidance for Fixed Income Trading and related areas.

The ideal candidate has 3+ years of fixed income compliance, experience with trading systems (Aladdin preferred), and strong data-analysis skills using Excel, Power BI, and Tableau. This hybrid role requires on-site presence several days per week.