Fixed Income Compliance Analyst – Trade Surveillance (Hybrid)

Prudential Ins Co of America; Newark (NJ); Hybrid; USD 83,000 - 136,000; Full time

Job summary

Prudential Ins Co of America in Newark, NJ, is seeking a Compliance Analyst to own trade-surveillance investigations and provide proactive compliance guidance for Fixed Income Trading and related teams. You will combine data analysis with sound judgment to support senior leadership decisions.

This hybrid role requires 3+ years in fixed income compliance, strong Excel/Power BI/Tableau skills, and experience with trading systems (Aladdin preferred).

Qualifications

• 3+ years of compliance experience in fixed income.
• Experience with trading systems required; Aladdin experience strongly preferred.
• Strong analytical skills with Excel, Power BI, and Tableau.
• Excellent written and verbal communication; report to senior stakeholders.
• Collaborative, fast-paced, able to manage conflicting deadlines.
• Understanding of the global investment environment.

Responsibilities

• Support trade-surveillance investigations; review alerts and investigate activity.
• Partner with Portfolio Management, Operations, and Portfolio Analytics.
• Conduct substantive compliance analysis on trading activity and allocations.
• Prepare analysis and reporting for senior Fixed Income leadership.
• Provide proactive compliance guidance on amendments and reallocations.
• Support surveillance program development with Technology.
• Maintain clear, defensible records of investigations and actions.
• Oversee proxy voting compliance and maintain related policies.

Skills

Fixed income knowledge

Aladdin experience

Excel

Power BI

Tableau

Data analysis

Regulatory awareness

Stakeholder communication

Tools

Aladdin

Job description

Prudential Ins Co of America in Newark, NJ, is seeking a Compliance Analyst to own trade-surveillance investigations and provide proactive compliance guidance for Fixed Income Trading and related teams. You will combine data analysis with sound judgment to support senior leadership decisions.

This hybrid role requires 3+ years in fixed income compliance, strong Excel/Power BI/Tableau skills, and experience with trading systems (Aladdin preferred).