Hybrid Fintech Compliance & Governance Specialist

Origence; Colorado; Hybrid; USD 99.000 - 124.000; Vollzeit

Benefits dieser Stelle

401(k) with 8% Company Match

Competitive Paid Time Off

Microsoft Copilot and AI-Enabled Tools

Culture of connection and growth

Zusammenfassung

Origence is seeking a Fintech Compliance Specialist to lead regulatory change, governance, privacy initiatives, and AI governance within a hybrid office model in Irvine, CA, Ontario, CA, or Denver/Greenwood Village, CO. 3 days in the office weekly is required.

You will coordinate change management, policy governance, and cross‑functional compliance efforts, partnering with Product, Engineering, Legal, Risk, and Operations to operationalize regulatory requirements.

Qualifikationen

• Bachelor's degree in business, finance, risk management, or related field (or commensurate experience in risk, compliance, or audit).
• 5-8 years of experience in compliance, risk management, project management, regulatory affairs, operations, financial services, fintech, SaaS, lending, or a related field.
• Exceptional written communication skills.
• Strong verbal communication and presentation skills.
• Ability to independently organize, prioritize, and execute work.
• Strong analytical and problem-solving abilities.
• Ability to build productive working relationships across all levels of the organization.

Aufgaben

• Monitor and track regulatory developments and compliance obligations.
• Coordinate regulatory change implementation activities across impacted business units.
• Draft compliance bulletins, advisories, summaries, and stakeholder communications.
• Facilitate meetings and follow-up activities related to regulatory implementation.
• Maintain regulatory inventories, trackers, implementation plans, and supporting documentation.
• Coordinate enterprise compliance initiatives from identification through implementation and closure.
• Maintain compliance governance documentation, issue logs, action plans, and program reporting.
• Track remediation activities and implementation commitments across business stakeholders.
• Support compliance reporting provided to management and leadership.
• Assist with ongoing development and maturity of the Compliance Management System.
• Draft and maintain policies, procedures, standards, and guidance materials.
• Coordinate policy review cycles, stakeholder feedback, approvals, and publication.
• Help ensure documentation reflects operational practices and regulatory requirements.
• Maintain policy inventories and governance records.
• Research applicable laws, regulations, and regulatory guidance.
• Prepare compliance summaries, issue analyses, and memorandums for management review.
• Assist business stakeholders in understanding compliance requirements and implementation expectations.
• Escalate complex or high‑risk interpretations to the Director of Compliance.
• Support enterprise privacy, AI governance, and emerging technology compliance initiatives.
• Coordinate documentation, inventories, risk assessments, and governance activities related to AI and automated decision‑making technologies (ADMT).
• Assist with AI use case reviews, regulatory tracking, policy maintenance, and implementation activities.
• Monitor regulatory developments affecting privacy, AI, automated decisioning, and data governance.
• Support cross‑functional initiatives involving Product, Engineering, Security, Legal, Risk, and Operations teams.
• Participate in special projects involving new products, emerging technologies, and regulatory readiness efforts.
• Coordinate implementation of compliance initiatives across business units.
• Maintain regulatory inventories, issue logs, action plans, and governance documentation.
• Track implementation activities and follow up with stakeholders to ensure timely completion of assigned actions.
• Support management reporting and preparation of compliance communications.
• Assist in developing scalable governance processes that support compliance program maturity.

Kenntnisse

Regulatory Change

Governance

Policy Governance

AI Governance

Compliance Execution

Stakeholder Management

Ausbildung

Bachelor's degree in business, finance, risk management, or related field

Tools

Regulatory tracking tools

Policy documentation systems

Jobbeschreibung

Origence is seeking a Fintech Compliance Specialist to lead regulatory change, governance, privacy initiatives, and AI governance within a hybrid office model in Irvine, CA, Ontario, CA, or Denver/Greenwood Village, CO. 3 days in the office weekly is required.

You will coordinate change management, policy governance, and cross‑functional compliance efforts, partnering with Product, Engineering, Legal, Risk, and Operations to operationalize regulatory requirements.